KM
Kathryn M. Morgan
STRATEGIC ADVISERS LLC
PONTE VEDRA BEACH, FL 32082-3286
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CRD#: 7817927
KM
Professional summary
Kathryn Marie Morgan, who also goes by Kathryn Marie Morgan, Katy Marie Morgan, Kathryn Morgan, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Ponte Vedra Beach, Florida and FIDELITY BROKERAGE SERVICES LLC located in Ponte Vedra Beach, Florida.
Kathryn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Kathryn has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kathryn Marie Morgan | Katy Marie Morgan | Kathryn Morgan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-108619|OrgNmn:Social Media Dog Influencer|Org Addr:Saint Augu,Florida,US|OBA Nature:Dog influencer- I post on my d|Invst Rel:N|Title:Owner|Duties:Post photos and videos of my dog on social media and promote products|StrtDt:|TotHrs/mon:100|TrdHrs/mon:0|OBA-103050|OrgNmn:Katy Morgan|Org Addr:Saint Augu,Florida,US|OBA Nature:Baby and Dog Sitting|Invst Rel:N|Title:Baby/dog sitter|Duties:Watching children while parents are out and dogs while owners are away|StrtDt:|TotHrs/mon:5|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Kathryn Marie Morgan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #1: 822 A1a N Suite 100, Ponte Vedra Beach, FL 32082-3286RIA
CRD#: 104555
PONTE VEDRA BEACH, FL
Current
December 22, 2023 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 822 North Highway A1a Suite 100, Ponte Vedra Beach, FL 32082BD
CRD#: 7784
PONTE VEDRA BEACH, FL
Past
March 27, 2024 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
PONTE VEDRA BEACH, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/22/2024)
RR
California(2/22/2024)
RR
Colorado(2/22/2024)
RR
Connecticut(2/22/2024)
RR
Florida(12/22/2023)
IAR
Florida(3/31/2025)
RR
Georgia(2/22/2024)
RR
Illinois(2/22/2024)
RR
Indiana(2/22/2024)
RR
Maryland(2/22/2024)
RR
Massachusetts(2/22/2024)
RR
Michigan(2/22/2024)
RR
Minnesota(2/22/2024)
RR
Missouri(2/22/2024)
RR
New Jersey(2/22/2024)
RR
New York(2/22/2024)
RR
North Carolina(2/22/2024)
RR
Ohio(2/22/2024)
RR
Pennsylvania(2/22/2024)
RR
Texas(2/22/2024)
IAR
Texas(3/31/2025)
RR
Virginia(2/22/2024)
RR
Washington(2/22/2024)
RR
Wisconsin(2/22/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/22/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
CRD#: 104555Ponte Vedra Beach, FL 32082-3286TRUST BUT VERIFY
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