NC
Nathan Carey
BLUE FINANCIAL
Charlotte, NC 28210
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CRD#: 7810702
NC
Professional summary
Nathan Carey is a registered financial advisor currently at BLUE FINANCIAL located in Charlotte, North Carolina.
Nathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Nathan has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Blue Financial, Inc: Insurance Planning only; Position: Licensed insurance agent; Address: 5970 Fairview Rd. Suite 400 Charlotte, NC 28210; 12/2024 - Present; 50 hours per month including meeting with clients and operations of business.
CRS (Client Relationship Summary) - RIA
Click below to view Nathan Carey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 8, 2024 - Present
BLUE FINANCIAL
Office #1: 5970 Fairview Road, Suite 400, Charlotte, NC 28210RIA
CRD#: 330324
Charlotte, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BF
BLUE FINANCIAL
BLUE FINANCIAL | BLUE WEALTH INC. | BLUE WEALTH
CRD#: 330324 / SEC#: 801-132547
RIA
Registered Investment Advisory firm - (4/28/2025 Approved)Georgia
Registered Investment Advisory firm - (5/12/2025 Terminated)North Carolina
Registered Investment Advisory firm - (5/5/2025 Terminated)South Carolina
Registered Investment Advisory firm - (5/5/2025 Terminated)Texas
Registered Investment Advisory firm - (5/5/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(5/8/2024)
Current Firm
BF
BLUE FINANCIAL
BLUE FINANCIAL | BLUE WEALTH INC. | BLUE WEALTH
CRD#: 330324 / SEC#: 801-132547
RIA
Registered Investment Advisory firm - (4/28/2025 Approved)Georgia
Registered Investment Advisory firm - (5/12/2025 Terminated)North Carolina
Registered Investment Advisory firm - (5/5/2025 Terminated)South Carolina
Registered Investment Advisory firm - (5/5/2025 Terminated)Texas
Registered Investment Advisory firm - (5/5/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5970 Fairview Road, Suite 400, Charlotte, NC 28210
Mailing Address
Phone number
(704) 302-1141
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 658 |
| AUM (Assets Under Management) | $ 100,449,078 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
