Sebastian Pepe
Professional summary
Sebastian Pepe is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Staten Island, New York and NYLIFE SECURITIES LLC located in Staten Island, New York.
Sebastian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Sebastian has worked at 2 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Sebastian Pepe's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 30, 2024 - Present
EAGLE STRATEGIES LLC
Office #1: 1000 South Ave Suite 101, Staten Island, NY 10314December 13, 2023 - Present
NYLIFE SECURITIES LLC
Office #1: 1000 South Avenue Suite 101, Staten Island, NY 10314Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/30/2024)
(11/1/2024)
(1/26/2024)
(10/30/2024)
(1/15/2025)
Exams
Series 6TO
Date: 12/13/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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