Mac J. Thatcher

BRIGHT LAKE WEALTH MANAGEMENT

Redding, CA 96003

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CRD#: 7792070

Professional summary

Mac James Thatcher is a registered financial advisor currently at BRIGHT LAKE WEALTH MANAGEMENT, LLC located in Redding, California.

Mac is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Mac has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mac James Thatcher's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 3, 2023 - Present

BRIGHT LAKE WEALTH MANAGEMENT, LLC

Office #1: 1445 Victor Ave, Suite D, Redding, CA 96003

RIA

CRD#: 323513

Redding, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/3/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/1/2023

Uniform Investment Adviser Law Examination

Current Firm

BRIGHT LAKE WEALTH MANAGEMENT, LLC

BRIGHT LAKE FINANCIAL, INC. | PINE BROOK WEALTH MANAGEMENT LLC | BRIGHT LAKE WEALTH MANAGEMENT, LLC

CRD#: 323513 / SEC#: 801-135764

California

Registered Investment Advisory firm - (1/4/2023 Approved)

Oregon

Registered Investment Advisory firm - (2/11/2023 Approved)

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Contact information

Main Address

1445 Victor Ave, Suite D, Redding, CA 96003

Mailing Address

Phone number

(530) 395-0202

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PINE BROOK WEALTH MANAGEMENT 2A AND 2B (3/5/2026)

Regulatory assets under management

Total Number of Accounts	919
AUM (Assets Under Management)	$ 103,644,423

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mac J. Thatcher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mac James Thatcher's CRS (Customer Relationship Summary).

Certified licenses

Experience

BRIGHT LAKE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/1/2023

Current Firm

BRIGHT LAKE WEALTH MANAGEMENT, LLC

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BRIGHT LAKE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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