Christopher Carreon
Professional Summary
Christopher Carreon is a registered financial advisor currently at FALCON WEALTH PLANNING, LLC located in Ontario, California. Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Christopher has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Who I Serve
Services Offered
- Financial Planning
- Investment Management
- Tax Planning
- Retirement Planning
- Estate & Legacy Planning
- Business Services
- Cashflow & Budgeting
- Risk Management & Insurance
Specializations
Biography
Christopher is an Associate Planner at Falcon Wealth Planning, where he works directly with the Advisors as a liaison to the firm's clients. He has acquired his Series 66, 7 and Life, Accidental, Health Insurance licenses and he is slated to complete his Certified Financial Planner exams in 2022. Christopher graduated from the California State University, San Bernardino and holds a Bachelor's degree in Finance. His favourite activities include cooking for his family, spending time...
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
linkedin.com/in/xxxxxx
facebook.com/xxxxxx
xxxxx@xxxx.xxx
X (Twitter)
x.com/xxxxxx
Website
xxxxxxxxxx.xxx
YouTube Channel
youtube.com/@xxxxxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
11 years in the financial services industry
Current & Past Employments
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Current Firm
FALCON WEALTH PLANNING, INC. | FALCON WEALTH PLANNING, LLC
Contact Information
Main Address
3400 Inland Empire Blvd. Suite 100, Ontario, CA 91764Phone Number
(855) 963-2526# of Employees
40SEC notice filing (31 States and Territories)
Registered to provide investment advisory services in 31 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
5,567AUM (Assets Under Management)
$1,955,964,732Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
FALCON WEALTH PLANNING, INC. | FALCON WEALTH PLANNING, LLC
State Registrations and Notice Filings
(4/12/2021)
(4/14/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Christopher Carreon's CRS (Customer Relationship Summary).
Services Offered by Christopher
- Financial Planning
- Investment Management
- Tax Planning
- Retirement Planning
- Estate & Legacy Planning
- Business Services
- Cashflow & Budgeting
- Risk Management & Insurance
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