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AG

Anilkumar Gopal

AURORA SECURITIES
St. Louis, MO 63119
Some features on this profile are disabled
CRD#: 7787134
AG

Professional summary

Anilkumar Gopal, who also goes by Anil Gopal, is a registered financial professional currently at AURORA SECURITIES located in St. Louis, Missouri.

Anilkumar is registered as a RR (Registered Representative) and started their career in finance in 2024. Anilkumar has worked at 1 firm and has passed the Series 63, Series 22TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Anil Gopal

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Anilkumar Gopal's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 31, 2024 - Present

AURORA SECURITIES

Office #1: 8740 Big Bend, St. Louis, MO 63119
BD
CRD#: 46147
St. Louis, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Missouri
(2/27/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 2/27/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 22TO
Date: 1/31/2024
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/11/2023
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

AS
AURORA SECURITIES
ALASKA CAPITAL MANAGEMENT CORPORAITON | AURORA SECURITIES INC | AURORA SECURITIES

CRD#: 46147 / SEC#: , 8-51322

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
2565 West Maple, Troy, MI 48084
Mailing Address
2565 West Maple, Troy, MI 48084
Phone number
(888) 548-6701
Established
Michigan since 11/22/2017
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (47 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CURTS INVESTMENT, LLCOWNER
KAMEN, LORI BETHPRESIDENT/CCO2805591
SCHAPS, MICHAEL ROBERTFINOP1892138

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AURORA SECURITIES

CRD#: 46147St. Louis, MO 63119

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