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Peter Alfred Moore Jr

AURORA SECURITIES

Troy, MI

·CRD# 1979755·37 years experience

Professional Summary

Peter Alfred Moore JR, who also goes by Peter A. Moore Jr., Peter Alfred Jr Moore, Peter Moore Jr, is a registered financial advisor currently at AURORA SECURITIES located in Troy, Michigan. Peter is registered as a RR (Registered Representative) and started their career in finance in 1989. Peter has worked at 22 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 10, Series 9, Series 4, Series 24...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Peter A. Moore Jr., Peter Alfred Jr Moore, Peter Moore Jr

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

AURORA SECURITIES·CRD# 46147

BD

2565 West Maple Road, Troy, MI 48084

February 9, 2026 - Present

ASHFORD SECURITIES LLC·CRD# 305330

BD

Dallas, TX

March 8, 2023 - March 26, 2026

ALTACCESS SECURITIES COMPANY, L.P.·CRD# 119441

BD

Dallas, TX

May 17, 2022 - February 16, 2023

CL WEALTH MANAGEMENT LLC·CRD# 134922

RIA

Plano, TX

January 5, 2022 - June 3, 2022

CABOT LODGE SECURITIES LLC·CRD# 159712

BD

New York, NY

June 8, 2021 - June 3, 2022

EMERSON EQUITY LLC·CRD# 130032

BD

Plano, TX

November 21, 2019 - June 11, 2021

EMERSON EQUITY LLC·CRD# 130032

RIA

Plano, TX

October 30, 2019 - June 11, 2021

OAKLINE ADVISORS, LLC·CRD# 168995

RIA

Dallas, TX

November 29, 2016 - October 7, 2018

URBANAMERICA PRINCIPALS III, LLC·CRD# 152151

RIA

Addison, TX

July 19, 2010 - December 31, 2014

URBANAMERICA PRINCIPALS II, LLC·CRD# 152649

RIA

Addison, TX

July 19, 2010 - December 31, 2014

URBANAMERICA PRINCIPALS, LLC·CRD# 152648

RIA

Addison, TX

July 16, 2010 - December 31, 2014

URBANAMERICA ADVISORS, LLC·CRD# 152044

RIA

Arlington, TX

June 15, 2010 - December 31, 2014

PROVASI CAPITAL PARTNERS LP·CRD# 119539

BD

Dallas, TX

March 13, 2008 - October 3, 2018

1ST GLOBAL CAPITAL CORP.·CRD# 30349

BD

Dallas, TX

February 19, 2008 - March 10, 2008

PROVASI CAPITAL PARTNERS LP·CRD# 119539

BD

Addison, TX

January 12, 2007 - February 1, 2008

UVEST FINANCIAL SERVICES GROUP, INC.·CRD# 13787

RIA

Richardson, TX

September 6, 2006 - December 11, 2006

UVEST FINANCIAL SERVICES GROUP, INC.·CRD# 13787

BD

Charlotte, NC

September 6, 2006 - December 11, 2006

OSAIC FA, INC.·CRD# 3978

RIA

Dallas, TX

January 17, 2006 - September 6, 2006

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY·CRD# 2580

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Dallas, TX

January 17, 2006 - April 6, 2006

OSAIC FA, INC.·CRD# 3978

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Dallas, TX

January 17, 2006 - September 6, 2006

CHASE INVESTMENT SERVICES CORP.·CRD# 25574

RIA

Garland, TX

July 14, 2005 - December 20, 2005

CHASE INVESTMENT SERVICES CORP.·CRD# 25574

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Chicago, IL

July 14, 2005 - December 20, 2005

AMERIPRISE ADVISOR SERVICES, INC.·CRD# 5979

RIA

Plano, TX

June 30, 2003 - April 15, 2005

CHOREO, LLC·CRD# 111221

RIA

Plano, TX

March 6, 2003 - July 10, 2003

AMERIPRISE ADVISOR SERVICES, INC.·CRD# 5979

BD

Detroit, MI

April 12, 1999 - April 15, 2005

AMERICAN GENERAL SECURITIES INCORPORATED·CRD# 13626

BD

Phoenix, AZ

September 18, 1998 - April 23, 1999

TD AMERITRADE, INC.·CRD# 7870

BD

Omaha, NE

September 10, 1991 - August 28, 1998

NORTHGATE SECURITIES INC.·CRD# 21188

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Spring, TX

November 21, 1989 - May 31, 1990

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Current Firm

AS

AURORA SECURITIES

ALASKA CAPITAL MANAGEMENT CORPORAITON | AURORA SECURITIES INC | AURORA SECURITIES

CRD#: 46147 / SEC#: 8-51322

BD

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

2565 West Maple, Troy, MI 48084

Mailing Address

2565 West Maple, Troy, MI 48084

Phone Number

(888) 548-6701

Established

Michigan since 11/22/2017

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (47 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
CURTS INVESTMENT, LLC	OWNER	—
BONYNGE, JEFFREY REDFIELD	PRESIDENT	7024213
MOORE, PETER ALFRED JR	CHIEF COMPLIANCE OFFICER	1979755
SCHAPS, MICHAEL ROBERT	FINOP	1892138

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(2/9/2026)

RR

Alaska
(2/9/2026)

RR

Arizona
(2/9/2026)

RR

Arkansas
(2/9/2026)

RR

California
(2/9/2026)

RR

Colorado
(2/9/2026)

RR

Connecticut
(2/9/2026)

RR

Delaware
(2/9/2026)

RR

District of Columbia
(2/9/2026)

RR

Florida
(2/9/2026)

RR

Georgia
(2/9/2026)

RR

Hawaii
(2/9/2026)

RR

Idaho
(2/9/2026)

RR

Illinois
(2/9/2026)

RR

Indiana
(2/9/2026)

RR

Iowa
(2/9/2026)

RR

Kansas
(2/9/2026)

RR

Kentucky
(2/9/2026)

RR

Louisiana
(2/9/2026)

RR

Maine
(2/9/2026)

RR

Maryland
(2/9/2026)

RR

Massachusetts
(2/9/2026)

RR

Michigan
(2/9/2026)

RR

Minnesota
(2/9/2026)

RR

Missouri
(2/9/2026)

RR

Montana
(2/9/2026)

RR

Nebraska
(2/9/2026)

RR

Nevada
(2/9/2026)

RR

New Jersey
(2/9/2026)

RR

New Mexico
(2/9/2026)

RR

New York
(2/9/2026)

RR

North Carolina
(2/9/2026)

RR

North Dakota
(2/9/2026)

RR

Ohio
(2/9/2026)

RR

Oklahoma
(2/9/2026)

RR

Oregon
(2/9/2026)

RR

Pennsylvania
(2/9/2026)

RR

South Carolina
(2/9/2026)

RR

South Dakota
(2/9/2026)

RR

Tennessee
(2/9/2026)

RR

Texas
(2/9/2026)

RR

Utah
(2/9/2026)

RR

Virginia
(2/9/2026)

RR

Washington
(2/9/2026)

RR

West Virginia
(2/9/2026)

RR

Wisconsin
(2/9/2026)

RR

Wyoming
(2/9/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 2001About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1989About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 1989About the Series 7 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Jan 2023About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Jan 2023About the Series 9 exam

Series 4 — Registered Options Principal Examination

Passed Nov 1998About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Feb 1995About the Series 24 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed May 1994

FINRA

SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Peter Alfred Moore JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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