Michael Robert Schaps
Professional Summary
Michael Robert Schaps is a registered financial advisor currently at PPHB SECURITIES LP located in Houston, Texas and RIVINGTON SECURITIES, LLC located in Houston, Texas. Michael is registered as a RR (Registered Representative) and started their career in finance in 1988. Michael has worked at 43 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14A, Series 8, Series 14 and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
38 years in the financial services industry
Current & Past Employments
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Current Firm
ALASKA CAPITAL MANAGEMENT CORPORAITON | AURORA SECURITIES INC | AURORA SECURITIES
Contact Information
Main Address
2565 West Maple, Troy, MI 48084Mailing Address
2565 West Maple, Troy, MI 48084Phone Number
(888) 548-6701Established
Michigan since 11/22/2017Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (47 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 14A — Compliance Official Specialist Exam
Passed Aug 1994Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Dec 1991SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Michael Robert Schaps's CRS (Customer Relationship Summary).
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