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London Murphy Simonides

KIPPSDESANTO & COMPANY
McLean, VA
·CRD# 7784362·3 years experience

Professional Summary

London Murphy Simonides is a registered financial advisor currently at KIPPSDESANTO & COMPANY located in Mclean, Virginia. London is registered as a RR (Registered Representative) and started their career in finance in 2023. London has worked at 1 firm and has passed the Series 79TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

3 years in the financial services industry

Current & Past Employments

KIPPSDESANTO & COMPANY·CRD# 45763
BD
1675 Capital One Dr. Suite 1200, Mclean, VA 22102
November 17, 2023 - Present

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Current Firm

K&
KIPPSDESANTO & COMPANY

BANYAN CAPITAL MARKETS, LLC | KIPPSDESANTO & COMPANY | COLONIAL CAPITAL PARTNERS, LLC | BANYAN INVESTMENT ADVISORS, INC.

CRD#: 45763 / SEC#: 8-51183
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

1675 Capital One Dr. Suite 1200, Mclean, VA 22102

Mailing Address

1675 Capital One Dr. Suite 1200, Mclean, VA 22102

Phone Number

(703) 442-1400

Established

Virginia since 12/31/2007

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
CAPITAL ONE, N.A.SHAREHOLDER—
DESANTO, KEVIN PHILIPPRESIDENT4912789
HALPRIN, GABRIELLE BAILLEUXCHIEF FINANCIAL OFFICER/FINOP5087341
MULLIGAN, ROBERTCHIEF COMPLIANCE OFFICER1584973
ROER, PATRICIA LANGDIRECTOR3157205
TULIP, STEVEN ANDREWDIRECTOR2540149

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 79TO — Investment Banking Registered Representative Examination

Passed Nov 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Sep 2023About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view London Murphy Simonides's CRS (Customer Relationship Summary).

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