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Gabrielle Bailleux Halprin

CAPITAL ONE SECURITIES
NEW ORLEANS, LA
·CRD# 5087341·20 years experience

Professional Summary

Gabrielle Bailleux Halprin, who also goes by Gabrielle Celeste Bailleux, Gabrielle Bailleux, is a registered financial advisor currently at CAPITAL ONE SECURITIES, INC. located in New Orleans, Louisiana and KIPPSDESANTO & COMPANY located in Mclean, Virginia. Gabrielle is registered as a RR (Registered Representative) and started their career in finance in 2006. Gabrielle has worked at 4 firms and has passed the Series 66, Series 99TO, SIE, Series 7, Series 14, Series 24 and Series...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gabrielle Celeste Bailleux, Gabrielle Bailleux

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

CAPITAL ONE SECURITIES, INC.·CRD# 44158
BD
201 St. Charles Avenue Suite 1830, New Orleans, LA 70170
February 6, 2007 - Present
KIPPSDESANTO & COMPANY·CRD# 45763
BD
1675 Capital One Dr. Suite 1200, Mclean, VA 22102
November 1, 2019 - Present
TRIPLETREE, LLC·CRD# 42820
BD
299 Park Avenue 14th Floor, New York, NY 10171
December 2, 2021 - Present
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
New Orleans, LA
March 27, 2006 - February 12, 2007
UBS FINANCIAL SERVICES INC.·CRD# 8174
RIA
New Orleans, LA
March 2, 2006 - February 12, 2007

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Current Firm

TL
TRIPLETREE, LLC

CHERRY TREE & CO., LLC | TRIPLETREE, LLC

CRD#: 42820 / SEC#: 8-50015
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

8200 Normandale Lake Blvd 7th Floor, Bloomington, MN 55437

Mailing Address

8200 Normandale Lake Blvd 7th Floor, Bloomington, MN 55437

Phone Number

(952) 223-8400

Established

Minnesota since 01/13/1997

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (3 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
CAPITAL ONE, N.A.SHAREHOLDER—
HALPRIN, GABRIELLE BAILLEUXCHIEF FINANCIAL OFFICER/FINOP5087341
MULLIGAN, ROBERTCHIEF COMPLIANCE OFFICER1584973
ROER, PATRICIA LANGDIRECTOR3157205
ROTH, JUSTIN JPRESIDENT/HEAD OF INVESTMENT BANKING6886704
TULIP, STEVEN ANDREWDIRECTOR2540149

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Louisiana
(2/6/2007)
RR
Minnesota
(12/2/2021)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Apr 2006About the Series 66 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2006About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed May 2024About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Dec 2015About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Mar 2007About the Series 27 exam
FINRA
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Gabrielle Bailleux Halprin's CRS (Customer Relationship Summary).

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