Vrinda Arora
Professional Summary
Vrinda Arora is a registered financial advisor currently at ZENITH SECURITIES LLC located in Norwalk, Connecticut and ZL ZENITHAR (USA) located in New York, New York. Vrinda is registered as a RR (Registered Representative) and started their career in finance in 2024. Vrinda has worked at 11 firms and has passed the Series 99TO, SIE and Series 28 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
3 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
AHANA BROKERAGE LLC | AHANA MARKETS LLC
Contact Information
Main Address
1 Bridge Plaza N #860a, Fort Lee, NJ 07024Mailing Address
1 Bridge Plaza N #860a, Fort Lee, NJ 07024Phone Number
(201) 373-2892Established
Delaware since 12/06/2021Firm Type
Limited Liability CompanyFiscal Year End
SeptemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Nov 2023About the Series 28 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Vrinda Arora's CRS (Customer Relationship Summary).
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