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Scott Michael Harrigan

AHANA MARKETS
FORT LEE, NJ
·CRD# 4399207·25 years experience

Professional Summary

Scott Michael Harrigan is a registered financial advisor currently at AHANA MARKETS LLC located in Fort Lee, New Jersey. Scott is registered as a RR (Registered Representative) and started their career in finance in 2001. Scott has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

AHANA MARKETS LLC·CRD# 318893
BD
1 Bridge Plaza N #860a, Fort Lee, NJ 07024
July 2, 2026 - Present
ALTO SECURITIES, LLC·CRD# 318536
BD
Nashville, TN
April 6, 2023 - February 27, 2026
SECURITIZE MARKETS, LLC·CRD# 283256
BD
Austin, TX
January 15, 2021 - March 13, 2023
CARTA SECURITIES, LLC·CRD# 282086
BD
New York, NY
August 21, 2017 - April 26, 2019
GEORGESON SECURITIES CORPORATION·CRD# 46749
BD
Edison, NJ
January 3, 2011 - June 4, 2014
COMPUTERSHARE SECURITIES CORPORATION·CRD# 107023
BD
Edison, NJ
October 11, 2004 - December 31, 2010
COMPUTERSHARE SECURITIES CORPORATION·CRD# 107023
BD
Chicago, IL
June 7, 2001 - February 20, 2004

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Current Firm

AM
AHANA MARKETS LLC

AHANA BROKERAGE LLC | AHANA MARKETS LLC

CRD#: 318893 / SEC#: 8-70941
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

1 Bridge Plaza N #860a, Fort Lee, NJ 07024

Mailing Address

1 Bridge Plaza N #860a, Fort Lee, NJ 07024

Phone Number

(201) 373-2892

Established

Delaware since 12/06/2021

Firm Type

Limited Liability Company

Fiscal Year End

September

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
AHANA HOLDINGSDIRECT OWNER—
ARORA, VRINDAFINOP/ PFO/ POO7784034
HARRIGAN, SCOTT MICHAELCHIEF EXECUTIVE OFFICER4399207
OMARA, PATRICE AGNESCCO1544140

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(7/2/2026)
RR
Alaska
(7/2/2026)
RR
Arizona
(7/2/2026)
RR
Arkansas
(7/2/2026)
RR
California
(7/2/2026)
RR
Colorado
(7/2/2026)
RR
Connecticut
(7/2/2026)
RR
Delaware
(7/2/2026)
RR
District of Columbia
(7/2/2026)
RR
Florida
(7/2/2026)
RR
Georgia
(7/2/2026)
RR
Hawaii
(7/2/2026)
RR
Idaho
(7/2/2026)
RR
Illinois
(7/2/2026)
RR
Indiana
(7/2/2026)
RR
Iowa
(7/2/2026)
RR
Kansas
(7/2/2026)
RR
Kentucky
(7/2/2026)
RR
Louisiana
(7/2/2026)
RR
Maine
(7/2/2026)
RR
Maryland
(7/2/2026)
RR
Massachusetts
(7/2/2026)
RR
Michigan
(7/2/2026)
RR
Minnesota
(7/2/2026)
RR
Mississippi
(7/2/2026)
RR
Missouri
(7/2/2026)
RR
Montana
(7/2/2026)
RR
Nebraska
(7/2/2026)
RR
Nevada
(7/2/2026)
RR
New Hampshire
(7/2/2026)
RR
New Jersey
(7/2/2026)
RR
New Mexico
(7/2/2026)
RR
New York
(7/2/2026)
RR
North Carolina
(7/2/2026)
RR
North Dakota
(7/2/2026)
RR
Ohio
(7/2/2026)
RR
Oklahoma
(7/2/2026)
RR
Oregon
(7/2/2026)
RR
Pennsylvania
(7/2/2026)
RR
Puerto Rico
(7/2/2026)
RR
Rhode Island
(7/2/2026)
RR
South Carolina
(7/2/2026)
RR
South Dakota
(7/2/2026)
RR
Tennessee
(7/2/2026)
RR
Texas
(7/2/2026)
RR
Utah
(7/2/2026)
RR
Vermont
(7/2/2026)
RR
Virgin Islands
(7/2/2026)
RR
Virginia
(7/2/2026)
RR
Washington
(7/2/2026)
RR
West Virginia
(7/2/2026)
RR
Wisconsin
(7/2/2026)
RR
Wyoming
(7/2/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2021About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2001About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jul 2001About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Scott Michael Harrigan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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