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JH

John A. Hodgson

O'SHAUGHNESSY ASSET MANAGEMENT
STAMFORD, CT 06902
Some features on this profile are disabled
CRD#: 7783940
JH
John Angus HodgsonO'SHAUGHNESSY ASSET MANAGEMENT

Professional summary

John Angus Hodgson, who also goes by Jack Hodgson, is a registered financial advisor currently at O'SHAUGHNESSY ASSET MANAGEMENT, LLC located in Stamford, Connecticut and FRANKLIN DISTRIBUTORS, LLC located in Boston, Massachusetts.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. John has worked at 2 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.

Aliases

Jack Hodgson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Angus Hodgson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 7, 2026 - Present

O'SHAUGHNESSY ASSET MANAGEMENT, LLC

Office #1: 100 First Stamford Place, Stamford, CT 06902
RIA
CRD#: 144594
STAMFORD, CT
Current

August 1, 2024 - Present

FRANKLIN DISTRIBUTORS, LLC

Office #1: 100 Federal Street, Boston, MA 02110
BD
CRD#: 109064
Boston, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OA
O'SHAUGHNESSY ASSET MANAGEMENT, LLC
O'SHAUGHNESSY ASSET MANAGEMENT, LLC

CRD#: 144594 / SEC#: 801-68177

RIA
Registered Investment Advisory firm - (7/25/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
Connecticut
(9/7/2026)
RR
Massachusetts
(9/3/2024)

Exams

What does exam status mean?
State Security Law Exam
RR
IAR
Series 66
Status Unavailable
Passed: 9/5/2026
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Status Unavailable
Passed: 8/31/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Status Unavailable
Passed: 8/1/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Status Unavailable
Passed: 7/7/2023
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

OA
O'SHAUGHNESSY ASSET MANAGEMENT, LLC
O'SHAUGHNESSY ASSET MANAGEMENT, LLC

CRD#: 144594 / SEC#: 801-68177

RIA
Registered Investment Advisory firm - (7/25/2007 Approved)
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Contact information

Main Address
100 First Stamford Place, Stamford, CT 06902
Mailing Address
Phone number
(203) 975-3333
Established
Firm type
Fiscal year end
# of Employees
103

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

OSAM FORM ADV PART 2 (12-2025) FINAL (12/16/2025)

Regulatory assets under management

Total Number of Accounts11,156
AUM (Assets Under Management)$ 19,782,138,121

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

O'SHAUGHNESSY ASSET MANAGEMENT, LLC

CRD#: 144594Stamford, CT 06902

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