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CRD#: 109064
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

FRANKLIN DISTRIBUTORS, LLC is located at One Franklin Parkway, San Mateo, CA 94403 and was first established at San Francisco, Delaware in 12/01/2000. After operating for 25 years, FRANKLIN DISTRIBUTORS, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of FRANKLIN DISTRIBUTORS, LLC’s clients are individuals and 0% of their clients are high net worth individuals. FRANKLIN DISTRIBUTORS, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at FRANKLIN DISTRIBUTORS, LLC are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access FRANKLIN DISTRIBUTORS, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at FRANKLIN DISTRIBUTORS, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for FRANKLIN DISTRIBUTORS, LLC Comes From

Understanding the Statistics for FRANKLIN DISTRIBUTORS, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
1

FIRM INFORMATION

Main Address
One Franklin Parkway, San Mateo, CA 94403
Mailing Address
1201 Wills Street, Baltimore, MD 21231
Firm Size
Large
Phone Number
(800) 632-2350
Established
Delaware since 12/01/2000
Firm Type
Limited Liability Company
Fiscal year end
September
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
TEMPLETON WORLDWIDE, INC.SHAREHOLDER
CIEPRISZ, KENNETH DAVIDCHIEF COMPLIANCE OFFICER2303713
MASOM, JEFFREY SCOTTPRESIDENT-DIRECTOR2870966
PATERSON, DAVIDCHIEF FINANCIAL OFFICER AND DESIGNATED FINANCIAL PRINCIPAL7001546
SPECTOR, ADAM BENJAMINCHIEF EXECUTIVE OFFICER2270713

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Advisor's working at FRANKLIN DISTRIBUTORS, LLC

Maxwell Joseph Marsden

Maxwell Joseph Marsden

Maxwell Marsden
RR
CRD#: 7221005
Location:
Boston, MA 02110
Company:
FRANKLIN DISTRIBUTORS, LLC
Disclosures:
Experience:
5 years
View Profile
PF

Pegeen Fitzpatrick

Pegeen Brown
IAR
RR
CRD#: 1525274
Location:
New York, NY 10010
Company:
CLEARBRIDGE INVESTMENTS, LLC
Disclosures:
Experience:
38 years
View Profile
AK

Anne Marie Kinsman

Anne M Kinsman
IAR
RR
CRD#: 1731945
Location:
Boston, MA 02110
Company:
PUTNAM INVESTMENT MANAGEMENT, LLC
Disclosures:
Experience:
38 years
View Profile
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