LL
Leo Lind
FLOW TRADERS U.S. LLC
Amsterdam, 1018LL
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CRD#: 7783910
LL
Professional summary
Leo Lind is a registered financial professional currently at FLOW TRADERS U.S. LLC .
Leo is registered as a RR (Registered Representative) and started their career in finance in 2023. Leo has worked at 1 firm and has passed the Series 57TO, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Leo Lind's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 16, 2023 - Present
FLOW TRADERS U.S. LLC
Office #1: Jacob Bontiusplaats 9, Amsterdam 1018LLBD
CRD#: 150780
Amsterdam,
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
RR
Series 57TO
Date: 9/1/2023
Securities Trader ExamGeneral Industry/Product Exam
RR
Series 7TO
Date: 8/16/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
FT
FLOW TRADERS U.S. LLC
FLOW TRADERS U.S. LLC
CRD#: 150780 / SEC#: , 8-68300
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
1114 Avenue Of The Americas 4th Floor, New York, NY 10036
Mailing Address
1114 Avenue Of The Americas 4th Floor, New York, NY 10036
Phone number
(917) 210-5000
Established
Delaware since 04/22/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
