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Find, Compare and Monitor Financial Advisors at FLOW TRADERS U.S. LLC

CRD#: 150780
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

FLOW TRADERS U.S. LLC is located at 1114 Avenue Of The Americas 4th Floor, New York, NY 10036 and was first established at New York, Delaware in 04/22/2009. After operating for 16 years, FLOW TRADERS U.S. LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of FLOW TRADERS U.S. LLC’s clients are individuals and 0% of their clients are high net worth individuals. FLOW TRADERS U.S. LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at FLOW TRADERS U.S. LLC are registered to handle securities or provide financial advice. The firm has 4 disclosures, 4 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access FLOW TRADERS U.S. LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at FLOW TRADERS U.S. LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for FLOW TRADERS U.S. LLC Comes From

Understanding the Statistics for FLOW TRADERS U.S. LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
4

FIRM INFORMATION

Main Address
1114 Avenue Of The Americas 4th Floor, New York, NY 10036
Mailing Address
1114 Avenue Of The Americas 4th Floor, New York, NY 10036
Firm Size
Small
Phone Number
(917) 210-5000
Established
Delaware since 04/22/2009
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
FLOW TRADERS U.S. HOLDING LLCMEMBER
DIMITRI, AARON MICHAELOPERATING COMMITTEE MEMBER6806548
JOSE, KYLE WCHIEF COMPLIANCE OFFICER6078303
LEARY, TIMOTHY PATRICKCFO/FINOP/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER6567942
STUSH, WILLIAM DOPERATING COMMITTEE MEMBER2903013

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Advisor's working at FLOW TRADERS U.S. LLC

AP

Aviel Ezra Pearlman

Avi Pearlman
RR
CRD#: 7926911
Location:
New York, NY 10036
Company:
FLOW TRADERS U.S. LLC
Disclosures:
Experience:
1 year
View Profile
TM

Timothy Richard Mancuso

RR
CRD#: 6926691
Location:
New York, NY 10036
Company:
FLOW TRADERS U.S. LLC
Disclosures:
Experience:
2 years
View Profile
JL

Jason Anwei Law

RR
CRD#: 6928287
Location:
New York, NY 10036
Company:
FLOW TRADERS U.S. LLC
Disclosures:
Experience:
7 years
View Profile
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