Joseph John Puglisi
Professional Summary
Joseph John Puglisi, who also goes by Joe Puglisi, Joseph J Puglisi, is a registered financial advisor currently at SKILL CAPITAL ASSOCIATES LLC and KNG SECURITIES USA INC located in New York, New York. Joseph is registered as a RR (Registered Representative) and started their career in finance in 2024. Joseph has worked at 3 firms and has passed the Series 99TO, SIE and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Joe Puglisi, Joseph J Puglisi
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
3 years in the financial services industry
Current & Past Employments
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Current Firm
KNG SECURITIES USA INC
Contact Information
Main Address
Partial 21st Floor 650 Fifth Avenue, New York, NY 10019Mailing Address
Partial 21st Floor 650 Fifth Avenue, New York, NY 10019Phone Number
(212) 897-1691Established
Delaware since 03/26/2025Firm Type
CorporationFiscal Year End
MarchFirm Size
SmallFINRA licenses (18 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Joseph John Puglisi's CRS (Customer Relationship Summary).
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