RG
Richard Z. Gannett
KESTRA ADVISORY SERVICES
WILMINGTON, DE 19803
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CRD#: 7769254
RG
Professional summary
Richard Zachary Gannett, who also goes by Ricky Gannett, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Wilmington, Delaware and KESTRA INVESTMENT SERVICES, LLC located in Wilmington, Delaware.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Richard has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ricky Gannett
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: RICHARD GANNETT POSITION: Coach. NATURE: Coach. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 02/28/2024 ADDRESS: 2501 Pike Creek Rd, Wilmington DE 19808, United States DESCRIPTION: Help teach baseball to high school kids. Schedule and run practices. Business Name: MID-ATLANTIC RETIREMENT PLANNING SPECIALIST POSITION: Financial Planner NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 03/11/2024 ADDRESS: 1415 Foulk Rd, Wilmington DE 19803, United States DESCRIPTION: provide financial advice Business Name: KESTRA ADVISORY SERVICES POSITION: Financial Planner NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 09/03/2024 ADDRESS: 5707 Southwest Parkway, Bldg 2, Ste 400, Austin TX 78735 DESCRIPTION: Servicing Thom Shumosic's clients
CRS (Client Relationship Summary) - RIA
Click below to view Richard Zachary Gannett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 30, 2024 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 1415 Foulk Road Suite 202, Wilmington, DE 19803RIA
CRD#: 283330
WILMINGTON, DE
Current
May 30, 2024 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 1415 Foulk Road Suite 202, Wilmington, DE 19803BD
CRD#: 42046
WILMINGTON, DE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(8/30/2024)
IAR
Delaware(8/30/2024)
RR
North Carolina(8/7/2025)
RR
Pennsylvania(4/2/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/30/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Wilmington, DE 19803TRUST BUT VERIFY
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