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Nikunj Agarwal

ALTERNATIVE MARKETS
PONTE VEDRA BEACH, FL
·CRD# 7757566·3 years experience

Professional Summary

Nikunj Agarwal is a registered financial advisor currently at ALTERNATIVE MARKETS located in Ponte Vedra Beach, Florida. Nikunj is registered as a RR (Registered Representative) and started their career in finance in 2025. Nikunj has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

3 years in the financial services industry

Current & Past Employments

ALTERNATIVE MARKETS·CRD# 336243
BD
59 Troon Trace, Ponte Vedra Beach, FL 32082
October 26, 2026 - Present
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
New York, NY
September 8, 2025 - July 27, 2026
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
September 5, 2025 - July 27, 2026

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Current Firm

AM
ALTERNATIVE MARKETS

ALTERNATIVE MARKETS | ALTERNATIVE MARKETS, LLC

CRD#: 336243 / SEC#: 8-71372
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

59 Troon Trace, Ponte Vedra Beach, FL 32082

Mailing Address

59 Troon Trace, Ponte Vedra Beach, FL 32082

Phone Number

(757) 784-7055

Established

Delaware since 04/03/2025

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (46 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
A HOLD CORPORATIONSOLE MEMBER—
ABEYWICKRAMA, KUSHAL MICHAELCCO6944964
MOREIRO, ROBERTO NMNCEO7193031
SPEZIALE, RICHARD SALVATOREFINOP1192739

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(10/27/2026)
RR
Missouri
(10/27/2026)
RR
Ohio
(10/26/2026)
RR
Pennsylvania
(10/27/2026)
RR
Texas
(10/27/2026)
RR
Wisconsin
(10/27/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jul 2025About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Sep 2025About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Mar 2023About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Nikunj Agarwal's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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