JE
Joseph D. Egusquiza
CETERA INVESTMENT ADVISERS LLC
HOMEDALE, ID 83628
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CRD#: 7751939
JE
Professional summary
Joseph Dalipio Egusquiza, who also goes by Joseph D'alipio Egusquiza, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Homedale, Idaho and CETERA WEALTH SERVICES, LLC located in Homedale, Idaho.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Joseph has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joseph D'alipio Egusquiza
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) TAX FREEDOM BUILDERS; POSITION: Contributor NATURE: Our goal through Tax Freedom Builders is to help educate potential wealth management clients regarding tax smart strategies and proactive financial planning. Tax Freedom Builders will offer a tiered fee for plan program. In this program three types of financial plans will be offered varying in scope and complexity. INVESTMENT RELATED: Yes NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 04/09/2025; ADDRESS: 19 E Wyoming Ave, PO BOX 905, Homedale ID 83628, United States; DESCRIPTION: My duties involve curating educational content, building networks with potential clients, maintain a consistent brand voice across all platforms, including social media, blogs, and potential client communications. Our financial plans fall into 3 primary categories. Each of them are listed below along with a brief outline of what will be provided. Level 1: Foundational Principles The bedrock of financial success, ensuring stability and strength. Level 2: Framework for Success The structured approach to building and sustaining wealth Retirement Strategies, Retirement Distribution Strategies, Scenario Analysis Reports, Tax Planning, Tax-Optimized Strategies, Insurance Needs Analysis. Level 3: Build for Generations Emphasizing longevity, legacy, and financial durability. Comprehensive Insurance Planning, Conservation, Legacy Planning, Trust Integration. Charitable Giving, Executive Compensation Planning, Business Owner Services. 2)PARKER ADVISORS POSITION: Associate Advisor NATURE: Assisting with the financial planning and investment management process by executing and maintaining the details of assigned client investment plans and servicing their needs. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 96 START DATE: 01/01/2025 ADDRESS: 19 E Wyoming Ave, Homedale ID 83628, United States DESCRIPTION: Duties and responsibilities will include meeting with clients and prospects and documenting client interactions, preparing reports and other material for meetings, and completing follow up work after meetings, assistance in model portfolio design, administrative tasks and assisting clients with paperwork, forms and special requests.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Dalipio Egusquiza's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 19 E Wyoming Ave, Homedale, ID 83628RIA
CRD#: 105644
HOMEDALE, ID
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 19 E Wyoming Ave, Homedale, ID 83628BD
CRD#: 13572
Homedale, ID
Past
September 27, 2024 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Homedale, ID
Past
July 17, 2024 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Homedale, ID
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Idaho(9/5/2025)
IAR
Idaho(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/17/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Homedale, ID 83628TRUST BUT VERIFY
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