Jacob R. Fuller
Professional summary
Jacob Ryan Fuller, who also goes by Jake Fuller, is a registered financial professional currently at CION SECURITIES, LLC located in New York, New York.
Jacob is registered as a RR (Registered Representative) and started their career in finance in 2023. Jacob has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jacob Ryan Fuller's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 6, 2025 - Present
CION SECURITIES, LLC
Office #1: 100 Park Avenue 25th Floor, New York, NY 10017November 20, 2023 - October 14, 2025
UBS FINANCIAL SERVICES INC.
September 29, 2023 - October 14, 2025
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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(10/6/2025)
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Exams
Series 7TO
Date: 9/29/2023
General Securities Representative ExaminationFINRA
Current Firm
CION SECURITIES, LLC
CRD#: 15487 / SEC#: , 8-32283
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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