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JH

Jodi A Hopkinson

CION SECURITIES
NEW YORK, NY
·CRD# 2898349·29 years experience

Professional Summary

Jodi A Hopkinson, who also goes by Jodi Ann Genoese, Jodi Ann Hopkinson, Jodi Hopkinson, is a registered financial advisor currently at CION SECURITIES, LLC located in New York, New York. Jodi is registered as a RR (Registered Representative) and started their career in finance in 1997. Jodi has worked at 11 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jodi Ann Genoese, Jodi Ann Hopkinson, Jodi Hopkinson

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

CION SECURITIES, LLC·CRD# 15487
BD
100 Park Avenue 25th Floor, New York, NY 10017
October 19, 2022 - Present
THIRD SEVEN CAPITAL LLC·CRD# 160209
BD
Wall, NJ
January 19, 2017 - November 8, 2022
EDI FINANCIAL, INC.·CRD# 15699
BD
Lake Como, NJ
June 20, 2013 - December 31, 2016
ALLIED BEACON PARTNERS, INC.·CRD# 46227
BD
Lake Como, NJ
February 22, 2011 - May 29, 2013
AMERICAN BEACON PARTNERS, INC.·CRD# 15791
BD
Avon By The Sea, NJ
January 8, 2010 - February 22, 2011
BRITEHORN SECURITIES·CRD# 36402
BD
Avon By The Sea, NJ
February 4, 2009 - October 19, 2009
PARK AVENUE SECURITIES LLC·CRD# 46173
BD
New York, NY
January 10, 2001 - November 6, 2007
TRADESCAPE SECURITIES, LLC·CRD# 41937
BD
New York, NY
May 17, 2000 - January 8, 2001
SORT SECURITIES, LLC.·CRD# 44326
BD
New York, NY
April 20, 2000 - April 24, 2000
OSAIC WEALTH, INC.·CRD# 23131
BD
Scottsdale, AZ
January 29, 1999 - April 19, 2000
NYLIFE DISTRIBUTORS LLC·CRD# 35350
BD
Jersey City, NJ
August 6, 1997 - September 1, 1998

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Current Firm

CS
CION SECURITIES, LLC

CION INVESTMENTS | OSPREY SECURITIES CORP. | ICON SECURITIES, LLC | ICON SECURITIES CORP. | ICON SECURITIES CORP | ICON INVESTMENTS | ICG SECURITIES CORP. | CION SECURITIES, LLC

CRD#: 15487 / SEC#: 8-32283
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

100 Park Avenue 25th Floor, New York, NY 10017

Mailing Address

100 Park Avenue 25th Floor, New York, NY 10017

Phone Number

(212) 418-4700

Established

Delaware since 01/02/2013

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
CION INVESTMENT GROUP, LLCMEMBER—
BURNS, WILLIAM JCHIEF COMPLIANCE OFFICER2058159
CROSSMAN, DOUGLAS SCHIEF EXECUTIVE OFFICER2749478
GATTO, MARKDIRECTOR—
HOPKINSON, JODI AVP COMPLIANCE2898349
REISNER, MICHAEL ADAMDIRECTOR—

Disclosures

Regulatory Event

3

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(10/19/2022)
RR
New York
(10/19/2022)
RR
Washington
(4/2/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 2004About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1997About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jul 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 1997About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Feb 1999About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Jodi A Hopkinson's CRS (Customer Relationship Summary).

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