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TS

Thomas R. Saunders

ARCSTONE SECURITIES
New York, NY 10018
Some features on this profile are disabled
CRD#: 7743321
TS

Professional summary

Thomas Robert Saunders is a registered financial professional currently at ARCSTONE SECURITIES LLC located in New York, New York.

Thomas is registered as a RR (Registered Representative) and started their career in finance in 2023. Thomas has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Thomas Robert Saunders's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 24, 2026 - Present

ARCSTONE SECURITIES LLC

Office #1: 1411 Broadway 16th Fl, New York, NY 10018
BD
CRD#: 306029
New York, NY
Past

July 25, 2023 - March 23, 2026

ICAPITAL MARKETS LLC

BD
CRD#: 118219
Toronto, Ontario,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(3/24/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 8/29/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 7/25/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/30/2023
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

AS
ARCSTONE SECURITIES LLC
ARCSTONE SECURITIES LLC | ARCVIEW CAPITAL, LLC

CRD#: 306029 / SEC#: , 8-70439

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
885 Third Avenue 21st Floor, New York, NY 11232
Mailing Address
885 Third Avenue 21st Floor, New York, NY 11232
Phone number
(646) 226-9300
Established
Delaware since 08/13/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ARCSTONE US CORPOWNER
ARCVIEW GROUP, INCOWNER
ASTONE, MICHAELCEO8197222
BENSIMON, JACOB JACK MR.DIRECTOR4664805
KANN, STEPHEN MICHAELPRINCIPAL1641281
RED RAVEN CAPITAL LLCOWNER
RED TITAN CAPITAL LLCOWNER
THORNTON, STEVEN LEEPFO & CCO4496384

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARCSTONE SECURITIES LLC

CRD#: 306029New York, NY 10018

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