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MM

Mark A. Marx

NEST INVESTMENTS BD LLC
Conshohocken, PA 19428
Some features on this profile are disabled
CRD#: 7738348
MM

Professional summary

Mark Allen Marx is a registered financial professional currently at NEST INVESTMENTS BD LLC located in Conshohocken, Pennsylvania.

Mark is registered as a RR (Registered Representative) and started their career in finance in 2023. Mark has worked at 1 firm and has passed the Series 99TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mark Allen Marx's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 19, 2023 - Present

NEST INVESTMENTS BD LLC

Office #1: 20 Ash Street Suite 300, Conshohocken, PA 19428Office #2: 20 Ash Street Suite 300, Conshohocken, PA 19148
BD
CRD#: 294417
Conshohocken, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 7/19/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 2/12/2022
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

NI
NEST INVESTMENTS BD LLC
NEST INVESTMENTS BD LLC

CRD#: 294417 / SEC#: , 8-70117

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
20 Ash Street Suite 300, Conshohocken, PA 19428
Mailing Address
Po Box 266, Conshohocken, PA 19428
Phone number
(888) 345-2163
Established
Delaware since 02/22/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (29 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
NEST EGGPARENT286024
CHURCH, MICHAEL ALANCHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER AND EXECUTIVE REPRESENTATIVEENTATIVE4936122
CUCCIA, GARY JOHNFINOP, PFO AND POO1386493
FREEMAN, MICHAEL CHRISTOPHERCO-CHIEF COMPLIANCE OFFICER/CHIEF STRATEGY OFFICER4709130

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NEST INVESTMENTS BD LLC

CRD#: 294417Conshohocken, PA 19428

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