Sarthak Behl
Professional summary
Sarthak Behl is a registered financial professional currently at WALLEYE TRADING LLC located in Miami, Florida.
Sarthak is registered as a RR (Registered Representative) and started their career in finance in 2024. Sarthak has worked at 1 firm and has passed the Series 57TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sarthak Behl's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 7, 2024 - Present
WALLEYE TRADING LLC
Office #1: 78 Sw 7th Street Office 09-151 09-154, 09-156, Miami, FL, 33130State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 8/7/2024
Securities Trader ExamBOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
WALLEYE TRADING LLC
CRD#: 136196 / SEC#: , 8-66988
Contact information
Documents
Disclosures
| Regulatory Event | 14 |
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Company Information
WALLEYE TRADING LLC
CRD#: 136196Miami, FL 33130TRUST BUT VERIFY
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