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CRD#: 136196
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

WALLEYE TRADING LLC is located at 401 Lake Street East 3rd Floor, Wayzata, MN 55391 and was first established at Kansas City, Delaware in 04/25/2005. After operating for 20 years, WALLEYE TRADING LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of WALLEYE TRADING LLC’s clients are individuals and 0% of their clients are high net worth individuals. WALLEYE TRADING LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at WALLEYE TRADING LLC are registered to handle securities or provide financial advice. The firm has 14 disclosures, 14 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access WALLEYE TRADING LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at WALLEYE TRADING LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for WALLEYE TRADING LLC Comes From

Understanding the Statistics for WALLEYE TRADING LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
14

FIRM INFORMATION

Main Address
401 Lake Street East 3rd Floor, Wayzata, MN 55391
Mailing Address
401 Lake Street East 3rd Floor, Wayzata, MN 55391
Firm Size
Small
Phone Number
(952) 345-5200
Established
Delaware since 04/25/2005
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
WALLEYE INVESTMENTS FUND LLCMEMBER
ENGLAND, WILLIAM DUNNINGCHIEF EXECUTIVE OFFICER6210716
ESSAFI, KHALIDCHIEF COMPLIANCE OFFICER7148450
GIANPETRO, SARAH ANNCO-HEAD FINANCE AND ACCOUNTING & FINOP6476299

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Advisor's working at WALLEYE TRADING LLC

SM

Scott Gilon Mendelssohn

Scott G Mendelssohn, Scott Mendelssohn
RR
CRD#: 6376192
Location:
New York, NY 10010
Company:
WALLEYE TRADING LLC
Disclosures:
Experience:
11 years
View Profile
BD

Brent Matthew Daniel

RR
CRD#: 5870921
Location:
Miami, FL 33130
Company:
WALLEYE TRADING LLC
Disclosures:
Experience:
14 years
View Profile
AK

Adam James Kreitzman

RR
CRD#: 7865393
Location:
New York, NY 10010
Company:
WALLEYE TRADING LLC
Disclosures:
Experience:
1 year
View Profile
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