Lindsey Dudley
Professional Summary
Lindsey Dudley is a registered financial advisor currently at NATALLIANCE SECURITIES, LLC located in Boerne, Texas. Lindsey is registered as a RR (Registered Representative) and started their career in finance in 2023. Lindsey has worked at 1 firm and has passed the Series 7TO, Series 99TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
T. ROWE PRICE ADVISORY SERVICES, INC.
UBS FINANCIAL SERVICES INC.
PFS INVESTMENTS INC.
LPL FINANCIAL LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
T. ROWE PRICE ADVISORY SERVICES, INC.
UBS FINANCIAL SERVICES INC.
PFS INVESTMENTS INC.
LPL FINANCIAL LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
T. ROWE PRICE ADVISORY SERVICES, INC.
UBS FINANCIAL SERVICES INC.
PFS INVESTMENTS INC.
LPL FINANCIAL LLC
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
T. ROWE PRICE ADVISORY SERVICES, INC.
UBS FINANCIAL SERVICES INC.
PFS INVESTMENTS INC.
LPL FINANCIAL LLC
Years of Experience
3 years registered in the securities industry
Current & Past Employments
Current
Similar Advisors
T. ROWE PRICE ADVISORY SERVICES, INC.
UBS FINANCIAL SERVICES INC.
PFS INVESTMENTS INC.
LPL FINANCIAL LLC
Current Firm
NATALLIANCE INVESTMENT BANKING | SINEX SECURITIES, LLC. | NATIONAL ALLIANCE SECURITIES, LLC | NATIONAL ALLIANCE SECURITIES CORPORATION | NATIONAL ALLIANCE CAPITAL, LLC | NATALLIANCE SECURITIES, LLC | NATALLIANCE SECURITIES
Contact Information
Main Address
3101 Bee Cave Rd Suite 800, Austin, TX 78701Mailing Address
3101 Bee Cave Rd Suite 270, Austin, TX 78746Phone Number
(512) 609-1700Established
Delaware since 12/31/2012Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (46 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATALLIANCE HOLDING COMPANY LLC | OWNER | — |
| ADAMS, JASON | BOARD MEMBER | 2690575 |
| BUSH, FRED COSTON | CFO/COO | 3075024 |
| CARREON, MICHELLE ELLIS | CCO | 4861485 |
| GIORDANO, MICHAEL JAMES | BOARD MEMBER | 5942248 |
| HENDRICKSON, GEORGE ALEXANDER BROWN | BOARD MEMBER | 2382347 |
| LIEPMAN, JOHN FRANCIS | BOARD MEMBER | 2037298 |
| LOERCH, SAMUEL JAMES | BOARD MEMBER | 1195328 |
| SALTER, MARK MYLES | BOARD MEMBER/CEO/PRESIDENT | 1180139 |
| TAYLOR, BRADFORD STEPHEN | BOARD MEMBER | 5751455 |
Disclosures
Regulatory Event
8Similar Advisors
T. ROWE PRICE ADVISORY SERVICES, INC.
UBS FINANCIAL SERVICES INC.
PFS INVESTMENTS INC.
LPL FINANCIAL LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
T. ROWE PRICE ADVISORY SERVICES, INC.
UBS FINANCIAL SERVICES INC.
PFS INVESTMENTS INC.
LPL FINANCIAL LLC
State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
T. ROWE PRICE ADVISORY SERVICES, INC.
UBS FINANCIAL SERVICES INC.
PFS INVESTMENTS INC.
LPL FINANCIAL LLC
CRS (Client Relationship Summary) - BD
Click below to view Lindsey Dudley's CRS (Customer Relationship Summary).
Similar Advisors
T. ROWE PRICE ADVISORY SERVICES, INC.
UBS FINANCIAL SERVICES INC.
PFS INVESTMENTS INC.
LPL FINANCIAL LLC