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George Alexander Brown Hendrickson

NATALLIANCE SECURITIES
Delray Beach, FL
·CRD# 2382347·30 years experience

Professional Summary

George Alexander Brown Hendrickson, who also goes by Alex Hendrickson, is a registered financial advisor currently at NATALLIANCE SECURITIES, LLC located in Delray Beach, Florida. George is registered as a RR (Registered Representative) and started their career in finance in 1996. George has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Alex Hendrickson

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

NATALLIANCE SECURITIES, LLC·CRD# 39455
BD
301 W. Atlantic Ave, Ste 0-8, Delray Beach, FL 33444
January 9, 2019 - Present
AURIGA USA, LLC·CRD# 121731
BD
New York, NY
December 16, 2008 - February 25, 2019
TERWIN CAPITAL, LLC·CRD# 122463
BD
New York, NY
February 6, 2003 - November 13, 2008
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
BD
New York, NY
October 16, 2000 - August 30, 2002
PERSHING LLC·CRD# 7560
BD
Jersey City, NJ
August 12, 1996 - October 16, 2000
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
BD
New York, NY
February 14, 1996 - August 15, 1996

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Current Firm

NS
NATALLIANCE SECURITIES, LLC

NATALLIANCE INVESTMENT BANKING | SINEX SECURITIES, LLC. | NATIONAL ALLIANCE SECURITIES, LLC | NATIONAL ALLIANCE SECURITIES CORPORATION | NATIONAL ALLIANCE CAPITAL, LLC | NATALLIANCE SECURITIES, LLC | NATALLIANCE SECURITIES

CRD#: 39455 / SEC#: 8-48723
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

3101 Bee Cave Rd Suite 800, Austin, TX 78701

Mailing Address

3101 Bee Cave Rd Suite 270, Austin, TX 78746

Phone Number

(512) 609-1700

Established

Delaware since 12/31/2012

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (46 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
NATALLIANCE HOLDING COMPANY LLCOWNER—
ADAMS, JASONBOARD MEMBER2690575
BUSH, FRED COSTONCFO/COO3075024
CARREON, MICHELLE ELLISCCO4861485
GIORDANO, MICHAEL JAMESBOARD MEMBER5942248
HENDRICKSON, GEORGE ALEXANDER BROWNBOARD MEMBER2382347
LIEPMAN, JOHN FRANCISBOARD MEMBER2037298
LOERCH, SAMUEL JAMESBOARD MEMBER1195328
SALTER, MARK MYLESBOARD MEMBER/CEO/PRESIDENT1180139
TAYLOR, BRADFORD STEPHENBOARD MEMBER5751455

Disclosures

Regulatory Event

8

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(1/9/2019)
RR
Alaska
(2/4/2019)
RR
Arkansas
(1/9/2019)
RR
California
(1/9/2019)
RR
Colorado
(1/9/2019)
RR
Connecticut
(1/9/2019)
RR
District of Columbia
(1/9/2019)
RR
Florida
(1/9/2019)
RR
Georgia
(1/9/2019)
RR
Illinois
(1/9/2019)
RR
Indiana
(1/9/2019)
RR
Iowa
(1/9/2019)
RR
Kansas
(1/9/2019)
RR
Louisiana
(1/9/2019)
RR
Maryland
(1/9/2019)
RR
Massachusetts
(1/9/2019)
RR
Michigan
(1/9/2019)
RR
Minnesota
(1/9/2019)
RR
Mississippi
(1/9/2019)
RR
Missouri
(1/9/2019)
RR
New Jersey
(1/9/2019)
RR
New York
(1/9/2019)
RR
North Carolina
(1/9/2019)
RR
Ohio
(1/9/2019)
RR
Oklahoma
(8/20/2024)
RR
Oregon
(1/9/2019)
RR
Pennsylvania
(1/9/2019)
RR
Texas
(12/3/2019)
RR
Utah
(1/9/2019)
RR
Virginia
(1/22/2019)
RR
Washington
(1/9/2019)
RR
Wisconsin
(1/9/2019)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1996About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 1996About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jun 2010About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view George Alexander Brown Hendrickson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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GH
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