Shane J. Duckworth
Professional summary
Shane J Duckworth, who also goes by Shane Jameson Duckworth, Shane Duckworth, is a registered financial advisor currently at CLEARMIND CAPITAL located in Columbus, Ohio.
Shane is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Shane has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Shane J Duckworth's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 11, 2025 - Present
CLEARMIND CAPITAL
June 8, 2022 - July 8, 2025
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
May 28, 2021 - October 5, 2021
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/11/2025)
Exams
Series 7TO
Date: 5/28/2021
General Securities Representative ExaminationCurrent Firm
CLEARMIND CAPITAL
CRD#: 334362 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 64 |
| AUM (Assets Under Management) | $ 13,909,314 |
Red Flags
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