GL
Gordon Lam
CULVERT CAPITAL LLC
DOWNERS GROVE, IL 60515
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CRD#: 7718225
GL
Professional summary
Gordon Lam is a registered financial professional currently at CULVERT CAPITAL LLC located in Downers Grove, Illinois.
Gordon is registered as a RR (Registered Representative) and started their career in finance in 2023. Gordon has worked at 1 firm and has passed the Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Gordon Lam's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 6, 2023 - Present
CULVERT CAPITAL LLC
Office #1: 4901 Forest Ave Suite C, Downers Grove, IL 60515BD
CRD#: 313898
DOWNERS GROVE, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
RR
Series 7TO
Date: 7/6/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CC
CULVERT CAPITAL LLC
CULVERT CAPITAL LLC
CRD#: 313898 / SEC#: , 8-70695
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
4901 Forest Ave Suite C, Downers Grove, IL 60515
Mailing Address
4901 Forest Ave Suite C, Downers Grove, IL 60515
Phone number
(312) 498-4667
Established
Delaware since 03/03/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
Documents
Red Flags
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