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Michael Edward Barry

CULVERT CAPITAL
DOWNERS GROVE, IL
·CRD# 1971845·37 years experience

Professional Summary

Michael Edward Barry is a registered financial advisor currently at CULVERT CAPITAL LLC located in Downers Grove, Illinois. Michael is registered as a RR (Registered Representative) and started their career in finance in 1989. Michael has worked at 10 firms and has passed the Series 63, Series 99TO, Series 7TO, Series 57TO, SIE, Series 7, Series 14, Series 24 and Series 4 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

CULVERT CAPITAL LLC·CRD# 313898
BD
1. 4901 Forest Ave Suite C, Downers Grove, IL 605152. 4901 Forest Ave Suite C, Downers Grove, IL 60515
May 17, 2024 - Present
STG SECURITIES, LLC·CRD# 322438
BD
Chicago, IL
January 24, 2025 - October 24, 2025
NATISA SECURITIES LLC·CRD# 323904
BD
Westchester, IL
November 7, 2023 - December 3, 2023
MBX CLEARING LLC·CRD# 321223
BD
Farmington Hills, MI
November 30, 2022 - March 5, 2023
DNA SECURITIES LLC·CRD# 312799
BD
Chicago, IL
March 1, 2022 - January 10, 2023
DOUGALL & ASSOCIATES INC.·CRD# 42324
BD
Saint John, IN
March 2, 2020 - February 7, 2024
SUMO CAPITAL, LLC·CRD# 146310
BD
Chicago, IL
February 22, 2019 - April 14, 2023
MEB OPTIONS, LLC·CRD# 113332
BD
Chicago, IL
September 20, 2002 - April 17, 2014
MESIROW FINANCIAL, INC.·CRD# 2764
BD
Chicago, IL
August 21, 1998 - November 20, 2000
FIRST OPTIONS OF CHICAGO, INC.·CRD# 13822
BD
Chicago, IL
November 22, 1989 - August 6, 1998

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Current Firm

CC
CULVERT CAPITAL LLC

CULVERT CAPITAL LLC

CRD#: 313898 / SEC#: 8-70695
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

4901 Forest Ave Suite C, Downers Grove, IL 60515

Mailing Address

4901 Forest Ave Suite C, Downers Grove, IL 60515

Phone Number

(312) 498-4667

Established

Delaware since 03/03/2021

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
WATERSHED TECHNOLOGIES LLCSOLE MEMBER—
BARRY, MICHAEL EDWARDCEO, PRINCIPAL1971845
BROOKS, ERNEST ADALBERTPRINCIPAL4742620
CARROLL, JOHN DAVIDFINOP5823357
CARROLL, JOHN DAVIDPRINCIPAL FINANCIAL OFFICER5823357
CARROLL, JOHN DAVIDCHIEF COMPLIANCE OFFICER5823357

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1991About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Nov 2023About the Series 99TO exam

Series 7TO — General Securities Representative Examination

Passed Jan 2023About the Series 7TO exam

Series 57TO — Securities Trader Exam

Passed Feb 2019About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Jan 2019About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 1989About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Dec 2019About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Jan 2004About the Series 4 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Michael Edward Barry's CRS (Customer Relationship Summary).

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