John David Carroll
Professional Summary
John David Carroll is a registered financial advisor currently at CULVERT CAPITAL LLC located in Downers Grove, Illinois. John is registered as a RR (Registered Representative) and started their career in finance in 2010. John has worked at 7 firms and has passed the Series 79TO, Series 99TO, SIE, Series 3, Series 44, Series 7, Series 14, Series 27, Series 24 and Series 4 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
16 years in the financial services industry
Current & Past Employments
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Current Firm
CULVERT CAPITAL LLC
Contact Information
Main Address
4901 Forest Ave Suite C, Downers Grove, IL 60515Mailing Address
4901 Forest Ave Suite C, Downers Grove, IL 60515Phone Number
(312) 498-4667Established
Delaware since 03/03/2021Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallDocuments
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Aug 2026About the Series 79TO examSeries 44 — PCX Market Maker Exam
Passed Apr 2011SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view John David Carroll's CRS (Customer Relationship Summary).
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