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Nicholas R. Owens

BARNABAS CAPITAL
CHARLOTTE, NC 28202
Some features on this profile are disabled
CRD#: 7696656
NO

Professional summary

Nicholas Robert Owens is a registered financial professional currently at BARNABAS CAPITAL, LLC located in Charlotte, North Carolina.

Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2023. Nicholas has worked at 2 firms and has passed the Series 63, Series 7TO, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nicholas Robert Owens's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 15, 2026 - Present

BARNABAS CAPITAL, LLC

Office #1: 227 West Trade Street Suite 1610, Charlotte, NC 28202
BD
CRD#: 297890
CHARLOTTE, NC
Past

March 31, 2023 - April 8, 2026

EQUITABLE DISTRIBUTORS, LLC

BD
CRD#: 25900
Charlotte, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
North Carolina
(4/15/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 4/25/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/11/2026
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6TO
Date: 3/31/2023
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/6/2023
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

BC
BARNABAS CAPITAL, LLC
BARNABAS CAPITAL, LLC

CRD#: 297890 / SEC#: , 8-70192

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
227 West Trade Street Suite 1610, Charlotte, NC 28202
Mailing Address
227 West Trade Street Suite 1610, Charlotte, NC 28202
Phone number
(833) 877-7984
Established
North Carolina since 06/15/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
AMBASSADOR CAPITAL, LLCDIRECT OWNER
CAPITAL CALL, LLCDIRECT OWNER
COOPER FAMILY ENTERPRISES, LLCDIRECT OWNER
ERICKA A. CAIN OR SUCCESSOR, AS TRUSTEE OF THE REVOCABLE TRUST OF ERICKA A. CAIN U/A/D JUNE 23, 2010DIRECT OWNER
LEE, JOSEPH CHARLES JRDIRECT OWNER2783885
LIFE INNOVATIONS, LLCDIRECT OWNER
WILLIAM H. CAIN, OR SUCCESSOR, AS TRUSTEE OF THE REVOCABLE TRUST OF WILLIAN H. CAIN U/A/D JUNE 23, 2010DIRECT OWNER
CAIN, ERICKA ADAMS MS.TRUSTEE
CAIN, WILLIAM HENRYTRUSTEE
ENTERLINE CAPITAL, LLCDIRECT OWNER
HAYES, SUSAN ANNFINOP / PFO / POO2856326
POWELL, JOSEPH CARLPRESIDENT4798071
STANTON, KIMBERLY MARIECHIEF COMPLIANCE OFFICER6574919

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BARNABAS CAPITAL, LLC

CRD#: 297890Charlotte, NC 28202

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