Joseph M. Mcliney
Professional summary
Joseph Maximilian Mcliney, who also goes by Max Mcliney, is a registered financial professional currently at SAMCO CAPITAL MARKETS, INC. located in Mission, Kansas.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 2023. Joseph has worked at 1 firm and has passed the Series 63, Series 7TO, SIE and Series 50 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Maximilian Mcliney's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 23, 2023 - Present
SAMCO CAPITAL MARKETS, INC.
Office #1: 5201 Johnson Drive Suite 415, Mission, KS 66205State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/16/2024)
(1/16/2024)
Exams
Series 7TO
Date: 10/21/2023
General Securities Representative ExaminationFINRA
Current Firm
SAMCO CAPITAL MARKETS, INC.
CRD#: 136532 / SEC#: , 8-67023
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SAMCO CAPITAL MARKETS, INC.
CRD#: 136532Mission, KS 66205TRUST BUT VERIFY
Monitor Joseph Mcliney
Get automatic monthly alerts on: