Yasuyuki Goto
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Yasuyuki Goto, who also goes by Yasu Goto, was a registered financial professional .
Yasuyuki is a previously registered financial professional and started their career in finance in 2021. Yasuyuki had worked at 1 firm and has passed the Series 82TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 3, 2021 - November 1, 2021
TRANSPACIFIC GROUP LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 82TO
Date: 4/3/2021
Limited Representative-Private Securities OfferingsCurrent Firm
TRANSPACIFIC GROUP LLC
CRD#: 143869 / SEC#: , 8-67611
Contact information
FINRA licenses (3 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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