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CRD#: 136532
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

SAMCO CAPITAL MARKETS, INC. is located at 6805 Capital Of Texas Highway Suite 350, Austin, TX 78731 and was first established at Dallas, Texas in 05/09/2005. After operating for 20 years, SAMCO CAPITAL MARKETS, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of SAMCO CAPITAL MARKETS, INC.’s clients are individuals and 0% of their clients are high net worth individuals. SAMCO CAPITAL MARKETS, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at SAMCO CAPITAL MARKETS, INC. are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access SAMCO CAPITAL MARKETS, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at SAMCO CAPITAL MARKETS, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for SAMCO CAPITAL MARKETS, INC. Comes From

Understanding the Statistics for SAMCO CAPITAL MARKETS, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
6805 Capital Of Texas Highway Suite 350, Austin, TX 78731
Mailing Address
6805 Capital Of Texas Highway Suite 350, Austin, TX 78731
Firm Size
Small
Phone Number
(512) 794-9100
Established
Texas since 05/09/2005
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
SAMCO HOLDINGS, INC.SHAREHOLDER
ENGEMOEN, ROGER JAMES JRCHAIRMAN, DIRECTOR1506062
MALDONADO, OLGA INEZ RCFO, CONTROLLER, FINOP1974097
MANNES, JOSEPH REIDCSO, PRESIDENT, ROSFP1946872
MAVERICK, JOSEPH LEE JRCHIEF COMPLIANCE OFFICER, ROSFP2170350

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Advisor's working at SAMCO CAPITAL MARKETS, INC.

JM

Joseph Reid Mannes

Joseph Reid Joey, Joe Mannes, Joey Mannes
IAR
RR
CRD#: 1946872
Location:
Dallas, TX 75201
Company:
SAMCO PROPRIETARY TRADING, INC.
Disclosures:
Experience:
31 years
View Profile
VM

Vincent Edward Myers

IAR
RR
CRD#: 871153
Location:
San Antonio, TX 78205
Company:
FINSER INVESTMENT ADVISOR
Disclosures:
Experience:
47 years
View Profile
MH

Michael Wayne Hamilton

RR
CRD#: 1551678
Location:
Dallas, TX 75201
Company:
SAMCO CAPITAL MARKETS, INC.
Disclosures:
Experience:
22 years
View Profile
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