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DF

David Feinberg

TIME EQUITIES SECURITIES LLC
New York, NY 10003
Some features on this profile are disabled
CRD#: 7687399
DF

Professional summary

David Feinberg is a registered financial professional currently at TIME EQUITIES SECURITIES LLC located in New York, New York.

David is registered as a RR (Registered Representative) and started their career in finance in 2024. David has worked at 1 firm and has passed the Series 63, Series 22TO, SIE and Series 39 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Feinberg's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 11, 2024 - Present

TIME EQUITIES SECURITIES LLC

Office #1: 55 Fifth Avenue - 15th Floor, New York, NY 10003
BD
CRD#: 114422
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(9/26/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 9/26/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 22TO
Date: 1/11/2024
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
SIE
Date: 6/20/2023
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 39
Date: 1/21/2025
Direct Participation Programs Principal Examination
SRO Registrations
RR
FINRA

Current Firm

TE
TIME EQUITIES SECURITIES LLC
TIME EQUITIES SECURITIES LLC

CRD#: 114422 / SEC#: , 8-53420

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
55 Fifth Avenue 15th Floor, New York, NY, 10003
Mailing Address
55 Fifth Avenue 15th Floor, New York, NY 10003
Phone number
(212) 206-6011
Established
New York since 08/16/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TIME EQUITIES, INC.SOLE MEMBER
FEINBERG, DAVIDCHIEF COMPLIANCE OFFICER7687399
GREENBURGER, FRANCIS JEROMEGENERAL SEC. PRINCIPAL4392729
JOHNSON, KRISTY KAYFINOP/CFO4470948
KANTOR, ROBERT ALLENPRESIDENT4313580

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TIME EQUITIES SECURITIES LLC

CRD#: 114422New York, NY 10003

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