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TC

Thomas F. Cusack

WFS
BOSTON, MA 02108
Some features on this profile are disabled
CRD#: 7684136
TC

Professional summary

Thomas Francis Cusack IV, who also goes by Thomas F Cusack, is a registered financial professional currently at WFS, LLC located in Boston, Massachusetts.

Thomas is registered as a RR (Registered Representative) and started their career in finance in 2025. Thomas has worked at 1 firm and has passed the Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Thomas F Cusack

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Thomas Francis Cusack IV's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 22, 2025 - Present

WFS, LLC

Office #1: One Boston Place, Boston, MA 02108
BD
CRD#: 116778
BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 7TO
Date: 10/22/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/11/2022
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

WL
WFS, LLC
WFS, LLC

CRD#: 116778 / SEC#: , 8-53565

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
One Boston Place, Boston, MA 02108
Mailing Address
One Boston Place, Boston, MA 02108
Phone number
(617) 531-3100
Established
Delaware since 12/14/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (14 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WAINWRIGHT INVESTMENT COUNSEL, LLCSHAREHOLDER
ARISTIZABAL, GUSTAVO ADOLFOCEO, BRANCH OFFICE MANAGER2735053
LEONARD, MARGARET LORENECHIEF COMPLIANCE OFFICER2054939
MARTINS, PAUL GEORGECHIEF FINANCIAL OFFICER, FINOP, PRINCIPAL FINANCIAL OFFICER1189296
SIRACUSE, MICHAEL WILLIAM, IIIPRINCIPAL OPERATIONS OFFICER4342076

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WFS, LLC

CRD#: 116778Boston, MA 02108

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