Michael William, Iii Siracuse
Professional Summary
Michael William, Iii Siracuse, who also goes by Michael William Siracuse, III, Michael William Sirocuse, III, is a registered financial advisor currently at WAINWRIGHT INVESTMENT COUNSEL LLC located in Boston, Massachusetts and WFS, LLC located in Boston, Massachusetts. Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Michael has worked at 3 firms and has passed the Series 65, Series 66, Series 52TO,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Michael William Siracuse, Iii, Michael William Sirocuse, Iii
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
25 years in the financial services industry
Current & Past Employments
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Current Firm
WAINWRIGHT INVESTMENT COUNSEL LLC
Contact Information
Main Address
One Boston Place 29th Floor, Boston, MA 02108Phone Number
(617) 531-3100# of Employees
17SEC notice filing (27 States and Territories)
Registered to provide investment advisory services in 27 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
214AUM (Assets Under Management)
$5,516,243,000Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
WAINWRIGHT INVESTMENT COUNSEL LLC
State Registrations and Notice Filings
(2/10/2004)
(7/1/2013)
(6/30/2006)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Sep 2025About the Series 52TO examSeries 79 — Investment Banking Registered Representative Examination
Passed Feb 2015About the Series 79 examSeries 55 — Limited Representative-Equity Trader Exam
Passed Dec 2001SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Michael William, Iii Siracuse's CRS (Customer Relationship Summary).
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