Gustavo Adolfo Aristizabal
Professional Summary
Gustavo Adolfo Aristizabal, who also goes by Gus Aristizabal, is a registered financial advisor currently at WAINWRIGHT INVESTMENT COUNSEL LLC located in Boston, Massachusetts and WFS, LLC located in Boston, Massachusetts. Gustavo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Gustavo has worked at 4 firms and has passed the Series 63, Series 65, Series 99TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Gus Aristizabal
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
WAINWRIGHT INVESTMENT COUNSEL LLC
Contact Information
Main Address
One Boston Place 29th Floor, Boston, MA 02108Phone Number
(617) 531-3100# of Employees
17SEC notice filing (27 States and Territories)
Registered to provide investment advisory services in 27 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
214AUM (Assets Under Management)
$5,516,243,000Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
WAINWRIGHT INVESTMENT COUNSEL LLC
State Registrations and Notice Filings
(3/22/2022)
(3/23/2022)
(2/11/2004)
(11/12/2013)
(8/14/1999)
(4/8/2002)
(1/21/2025)
(11/12/2013)
(7/21/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Gustavo Adolfo Aristizabal's CRS (Customer Relationship Summary).
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