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Aaron Seth King

WEBULL FINANCIAL
NEW YORK, NY
·CRD# 7677249·3 years experience

Professional Summary

Aaron Seth King is a registered financial advisor currently at WEBULL FINANCIAL LLC located in New York, New York. Aaron is registered as a RR (Registered Representative) and started their career in finance in 2023. Aaron has worked at 2 firms and has passed the Series 7TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

3 years in the financial services industry

Current & Past Employments

WEBULL FINANCIAL LLC·CRD# 289063
BD
44 Wall Street 2nd Floor, New York, NY 10005
July 2, 2026 - Present
NYLIFE SECURITIES LLC·CRD# 5167
BD
New York, NY
July 14, 2023 - November 5, 2025

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Current Firm

WF
WEBULL FINANCIAL LLC

WEBULL FINANCIAL LLC

CRD#: 289063 / SEC#: 8-69978
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

44 Wall Street 2nd Floor, New York, NY 10005

Mailing Address

44 Wall Street 2nd Floor, New York, NY 10005

Phone Number

(929) 484-0816

Established

Delaware since 05/24/2017

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WEBULL HOLDINGS (US) INC.OWNER/ MANAGING MEMBER—
BLAS, ANTHONY MICHAELCHIEF COMPLIANCE OFFICER6480360
CONSTANTINO, MICHAEL JAMESCHIEF OPERATIONS OFFICER4237527
DENIER, ANTHONY MICHAELCHIEF EXECUTIVE OFFICER3260208
ENGELSOHN, MOSHE BINYAMINFINOP / CHIEF FINANCIAL OFFICER2504044

Disclosures

Regulatory Event

6

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7TO — General Securities Representative Examination

Passed Jul 2023About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Mar 2023About the SIE exam
Cboe EDGX Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations
MEMX LLC
SRO Registrations
NYSE American LLC
SRO Registrations
NYSE Arca, Inc.
SRO Registrations
Nasdaq Stock Market
SRO Registrations
New York Stock Exchange
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Aaron Seth King's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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