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Anthony Michael Denier

WEBULL FINANCIAL
NEW YORK, NY
·CRD# 3260208·26 years experience

Professional Summary

Anthony Michael Denier is a registered financial advisor currently at WEBULL FINANCIAL LLC located in New York, New York. Anthony is registered as a RR (Registered Representative) and started their career in finance in 2000. Anthony has worked at 8 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 79, Series 55, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

WEBULL FINANCIAL LLC·CRD# 289063
BD
1. 44 Wall Street 2nd Floor, New York, NY 100052. 44 Wall Street 2nd Floor, New York, NY 10005
January 4, 2018 - Present
GREENLEYS CAPITAL MARKETS LLP·CRD# 168558
BD
New York, NY
April 8, 2014 - June 23, 2017
JONESTRADING·CRD# 6888
BD
Morristown, NJ
March 13, 2012 - April 25, 2013
ING FINANCIAL MARKETS LLC·CRD# 28872
BD
New York, NY
July 20, 2009 - February 2, 2012
NUMIS SECURITIES LLC·CRD# 128471
BD
New York, NY
August 12, 2008 - April 20, 2009
ATLANTIC EQUITIES, LLC·CRD# 121669
BD
Greenwich, CT
July 3, 2007 - May 29, 2008
KAUPTHING SECURITIES, INC.·CRD# 104429
BD
New York City, NY
August 3, 2006 - June 13, 2007
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
BD
New York, NY
November 15, 2000 - March 6, 2006

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Current Firm

WF
WEBULL FINANCIAL LLC

WEBULL FINANCIAL LLC

CRD#: 289063 / SEC#: 8-69978
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

44 Wall Street 2nd Floor, New York, NY 10005

Mailing Address

44 Wall Street 2nd Floor, New York, NY 10005

Phone Number

(929) 484-0816

Established

Delaware since 05/24/2017

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WEBULL HOLDINGS (US) INC.OWNER/ MANAGING MEMBER—
BLAS, ANTHONY MICHAELCHIEF COMPLIANCE OFFICER6480360
CONSTANTINO, MICHAEL JAMESCHIEF OPERATIONS OFFICER4237527
DENIER, ANTHONY MICHAELCHIEF EXECUTIVE OFFICER3260208
ENGELSOHN, MOSHE BINYAMINFINOP / CHIEF FINANCIAL OFFICER2504044

Disclosures

Regulatory Event

6

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(2/15/2018)
RR
Alaska
(1/18/2018)
RR
Arizona
(1/26/2018)
RR
Arkansas
(2/12/2018)
RR
California
(1/11/2018)
RR
Colorado
(2/5/2018)
RR
Connecticut
(1/17/2018)
RR
Delaware
(2/12/2018)
RR
District of Columbia
(2/2/2018)
RR
Florida
(4/12/2018)
RR
Georgia
(1/25/2018)
RR
Hawaii
(2/5/2018)
RR
Idaho
(1/11/2018)
RR
Illinois
(2/8/2018)
RR
Indiana
(2/2/2018)
RR
Iowa
(1/11/2018)
RR
Kansas
(2/2/2018)
RR
Kentucky
(1/16/2018)
RR
Louisiana
(1/16/2018)
RR
Maine
(2/2/2018)
RR
Maryland
(1/26/2018)
RR
Massachusetts
(1/30/2018)
RR
Michigan
(2/13/2018)
RR
Minnesota
(2/8/2018)
RR
Mississippi
(1/22/2018)
RR
Missouri
(2/2/2018)
RR
Montana
(1/16/2018)
RR
Nebraska
(2/13/2018)
RR
Nevada
(1/19/2018)
RR
New Hampshire
(2/12/2018)
RR
New Jersey
(2/8/2018)
RR
New Mexico
(2/8/2018)
RR
New York
(1/10/2018)
RR
North Carolina
(1/25/2018)
RR
North Dakota
(2/2/2018)
RR
Ohio
(1/22/2018)
RR
Oklahoma
(1/31/2018)
RR
Oregon
(2/8/2018)
RR
Pennsylvania
(1/11/2018)
RR
Puerto Rico
(2/16/2018)
RR
Rhode Island
(1/11/2018)
RR
South Carolina
(1/18/2018)
RR
South Dakota
(1/24/2018)
RR
Tennessee
(1/30/2018)
RR
Texas
(2/8/2018)
RR
Utah
(1/11/2018)
RR
Vermont
(2/6/2018)
RR
Virgin Islands
(1/30/2018)
RR
Virginia
(1/18/2018)
RR
Washington
(1/18/2018)
RR
West Virginia
(2/13/2018)
RR
Wisconsin
(2/6/2018)
RR
Wyoming
(1/19/2018)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2000About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Sep 2018About the Series 79 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Dec 2008

Series 7 — General Securities Representative Examination

Passed Nov 2000About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 2014About the Series 24 exam
Cboe EDGX Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations
MEMX LLC
SRO Registrations
NYSE American LLC
SRO Registrations
NYSE Arca, Inc.
SRO Registrations
Nasdaq Stock Market
SRO Registrations
New York Stock Exchange
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Anthony Michael Denier's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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