Brayton V. Cauchon
Professional summary
Brayton Vincent Cauchon is a registered financial professional currently at FMI CAPITAL ADVISORS, INC. located in Raleigh, North Carolina.
Brayton is registered as a RR (Registered Representative) and started their career in finance in 2023. Brayton has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brayton Vincent Cauchon's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 9, 2023 - Present
FMI CAPITAL ADVISORS, INC.
Office #1: 223 South West St. Suite 1200, Raleigh, NC 27603Office #2: 4200 W. Cypress Street Suite 825, Tampa, FL 33607State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/9/2023)
(10/9/2023)
(10/9/2023)
(10/9/2023)
(10/9/2023)
Exams
Series 79TO
Date: 10/7/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
FMI CAPITAL ADVISORS, INC.
CRD#: 129262 / SEC#: , 8-66206
Contact information
FINRA licenses (6 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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Company Information
FMI CAPITAL ADVISORS, INC.
CRD#: 129262Raleigh, NC 27603TRUST BUT VERIFY
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