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MM

Mikita Manayenkau

PFAL SECURITIES
Mill Valley, CA 94941
Some features on this profile are disabled
CRD#: 7673276
MM

Professional summary

Mikita Manayenkau is a registered financial professional currently at PFAL SECURITIES, INC. located in Mill Valley, California.

Mikita is registered as a RR (Registered Representative) and started their career in finance in 2024. Mikita has worked at 1 firm and has passed the Series 63, Series 79TO, Series 82TO, SIE and Series 50 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mikita Manayenkau's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 12, 2024 - Present

PFAL SECURITIES, INC.

Office #1: 384 Tennessee Ave, Mill Valley, CA 94941
BD
CRD#: 324510
Mill Valley, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(11/13/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 4/15/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/8/2024
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 82TO
Date: 10/31/2023
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
SIE
Date: 3/1/2023
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 50
Date: 10/12/2017
Municipal Advisor Representative Qualification Exam
SRO Registrations
RR
FINRA

Current Firm

PS
PFAL SECURITIES, INC.
PFAL SECURITIES, INC.

CRD#: 324510 / SEC#: , 8-71029

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
384 Tennessee Ave, Mill Valley, CA 94941
Mailing Address
384 Tennessee Ave, Mill Valley, CA 94941
Phone number
(678) 596-0747
Established
Delaware since 10/21/2022
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
TAYLOR, VICTORIA ANNOWNER, CEO, CHIEF COMPLIANCE OFFICER
LITTLEFAIR, JAMES EDWARDOWNER
PLOTYCIA, STEVEN WILLIAMCHIEF FINANCIAL OFFICER, FINANCIAL OPERATIONS PRINCIPAL5293014

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PFAL SECURITIES, INC.

CRD#: 324510Mill Valley, CA 94941

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