FIND A PFAL SECURITIES, INC. FINANCIAL ADVISOR NEAR ME
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CRD#: 324510
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FIRM PROFILE
Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information
Where the Statistical Data for PFAL SECURITIES, INC. Comes From
Understanding the Statistics for PFAL SECURITIES, INC. and How They Compare to Other Firms Through Our Analysis
Average Account Value
Individuals
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HNWI
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Breakdown of Assets Under Management
Total Client Assets:
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Individuals
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HNWI
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MISC
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Employees
Total
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Registered
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Client Ratios
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Clients
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Individuals
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HNWI
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Firm Disclosures
No Disclosures
FIRM INFORMATION
Main Address
384 Tennessee Ave, Mill Valley, CA 94941
Mailing Address
384 Tennessee Ave, Mill Valley, CA 94941
Firm Size
Small
Phone Number
(678) 596-0747
Established
Delaware since 10/21/2022
Firm Type
Corporation
Fiscal year end
June
Related websites
Participation or Interest in Client Transactions
Self-custody
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| TAYLOR, VICTORIA ANN | OWNER, CEO, CHIEF COMPLIANCE OFFICER | ||
| LITTLEFAIR, JAMES EDWARD | OWNER | ||
| PLOTYCIA, STEVEN WILLIAM | CHIEF FINANCIAL OFFICER, FINANCIAL OPERATIONS PRINCIPAL | 5293014 |
The Importance of Understanding a Firm’s Role when Evaluating an Advisor
How Do I Determine Which Firm to Work With?
Advisor's working at PFAL SECURITIES, INC.
JL
James Edward Littlefair
RR
CRD#: 7673275
Location:
Mill Valley, CA 94941
Company:
PFAL SECURITIES, INC.
Disclosures:
Experience:
8 years
MM
Mikita Manayenkau
RR
CRD#: 7673276
Location:
Mill Valley, CA 94941
Company:
PFAL SECURITIES, INC.
Disclosures:
Experience:
8 years
SP
Steven William Plotycia
RR
CRD#: 5293014
Location:
Lakewood Ranch, FL 34211
Company:
ALTSOURCED SOLUTIONS, LLC
Disclosures:
Experience:
16 years
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