Shane P. Ryan
Professional summary
Shane P. Ryan, who also goes by Shane P. P. Ryan, is a registered financial professional currently at BA SECURITIES, LLC located in Davis, California.
Shane is registered as a RR (Registered Representative) and started their career in finance in 2023. Shane has worked at 2 firms and has passed the Series 66, Series 7TO, Series 82TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Shane P. Ryan's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2024 - Present
BA SECURITIES, LLC
Office #1: 2820 Fifth Avenue, Davis, CA 95618February 21, 2023 - December 31, 2023
BRIDGE CAPITAL ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/13/2024)
(1/2/2025)
(1/2/2025)
(1/2/2025)
(5/13/2024)
Exams
Series 7TO
Date: 5/12/2024
General Securities Representative ExaminationSeries 82TO
Date: 1/28/2023
Limited Representative-Private Securities OfferingsFINRA
Current Firm
BA SECURITIES, LLC
CRD#: 153489 / SEC#: , 8-68545
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BA HOLDCO, LLC | OWNER | |
| BOLDEN, MICHAEL LABRADOR | CHIEF COMPLIANCE OFFICER | 6411755 |
| CHUFF, JOHN JOSEPH | PRESIDENT | 1205736 |
| HATLING, PEDER ALAN | PRINCIPAL | 5240595 |
| JUILIANO, COLLEEN JANE | FINOP | 4818898 |
| KELLER-YOUNG, SUZANNE | OPERATIONS MANAGER | 5495492 |
| PICKENS, DANIEL NEHIL | PRINCIPAL | 1042225 |
| WENTZLER, DENNIS RAYMOND | CHIEF OPERATIONS OFFICER & AML OFFICER | 4221461 |
Red Flags
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