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YZ

Yutong Zhang

TRADEUP SECURITIES
New York, NY 10022
Some features on this profile are disabled
CRD#: 7671750
YZ

Professional summary

Yutong Zhang is a registered financial professional currently at TRADEUP SECURITIES, INC. located in New York, New York and US TIGER SECURITIES, INC. located in New York, New York.

Yutong is registered as a RR (Registered Representative) and started their career in finance in 2025. Yutong has worked at 2 firms and has passed the Series 99TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Yutong Zhang's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 27, 2025 - Present

TRADEUP SECURITIES, INC.

Office #1: 437 Madison Ave 27th Floor, New York, NY 10022
BD
CRD#: 18483
New York, NY
Current

December 4, 2025 - Present

US TIGER SECURITIES, INC.

Office #1: 437 Madison Ave 27th Floor, New York, NY 10022
BD
CRD#: 120583
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 9/27/2025
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 12/1/2024
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

UT
US TIGER SECURITIES, INC.
DSX SECURITIES, INC. | US TIGER SECURITIES, INC. | US TIGER SECURITIES | JFD SECURITIES, INC.

CRD#: 120583 / SEC#: , 8-65324

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
437 Madison Ave 27th Floor, New York, NY 10022
Mailing Address
437 Madison Ave 27th Floor, New York, NY 10022
Phone number
(646) 978-5188
Established
New Jersey since 02/01/2011
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TIGER FINTECH HOLDINGS INC.SHAREHOLDER
HUANG, LEICEO5248191
JOSEPH, DEBORAH AAML OFFICER (AMLCO)2078548
LIANG, CEFINOP/PFO/POO7554601
LIU, YOUQINGCFO/ HEAD OF FINANCE5893930
YE, GUANWUCCO5985247

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

US TIGER SECURITIES, INC.

CRD#: 120583New York, NY 10022

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