Dakota Stocker
Professional Summary
Dakota Stocker, who also goes by Stocker Ryan, is a registered financial advisor currently at WESBANCO SECURITIES, INC. located in Lima, Ohio. Dakota is registered as a RR (Registered Representative) and started their career in finance in 2023. Dakota has worked at 3 firms and has passed the Series 63, Series 6TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Stocker Ryan
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
4 years in the financial services industry
Current & Past Employments
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Current Firm
COMMBANC INVESTMENTS, INC. | WESBANCO SECURITIES, INC.
Contact Information
Main Address
135 West Main St, St Clairsville, OH 43950Mailing Address
1 Bank Plaza, Wheeling, WV 26003Phone Number
(304) 905-7215Established
Ohio since 10/03/1996Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
110SEC notice filing (25 States and Territories)
Registered to provide investment advisory services in 25 US states and territories.
FINRA licenses (28 States and Territories)
Registered to provide investment advisory services in 25 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WESBANCO INC. | OWNER | — |
| HERBERGER, JAMES ROBERT II | FIN-OP | 5890583 |
| JACKSON, JEFF | DIRECTOR | 7692472 |
| LOVE, SCOTT ALAN | DIRECTOR | 2854247 |
| LUZAR, JAY MICHAEL | DIRECTOR | 2629991 |
| NEWCOMB, SAMUEL R | COUNEL | 8266090 |
| RYKOWSKI, AARON S | DIRECTOR | 8244705 |
| STAVSKY, LISA FINKELSTEIN | DIRECTOR - MANAGING DIRECTOR/PRESIDENT/CEO | 1749197 |
| WILSON, ROSE LYNN | CCO, MANAGING DIRECTOR OF COMPLIANCE & DIRECTOR | 4072715 |
| ZATTA, JAY | DIRECTOR | 7693273 |
Regulatory Assets Under Management
Total Number of Accounts
1,627AUM (Assets Under Management)
$285,875,773Disclosures
Regulatory Event
1Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
COMMBANC INVESTMENTS, INC. | WESBANCO SECURITIES, INC.
State Registrations and Notice Filings
(8/25/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 2023About the Series 6TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Dakota Stocker's CRS (Customer Relationship Summary).
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