KC
Kendrick Crockett
EMPOWER ADVISORY GROUP
Mount Dora, FL
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CRD#: 7662672
KC
Professional summary
Kendrick Crockett is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Mount Dora, Florida and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Kendrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Kendrick has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DALTON WADE POSITION: Real Estate Agent NATURE: Real Estate Broker INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/10/2020 ADDRESS: 260 1st Ave. South, Suite 200 Box 193, St. Petersburg FL 33701, United States DESCRIPTION: Help homeowners sell homes and help buyers purchase homes. I will only be working with family and myself for duties/responsibilities mentioned. TRUE LIVING INVESTMENTS LLC POSITION: Owner NATURE: The nature of this business would be to buy tax liens, tax deeds, real estate properties and rent them out. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/09/2024 ADDRESS: 3300 Lake Center Dr., Mount Dora FL 32757, United States DESCRIPTION: I will be purchasing real estate properties as a form of investments. I will analyze the deals when they come my way and will then decide what to offer on the property and if offer is accepted I would then rent out the property.
CRS (Client Relationship Summary) - RIA
Click below to view Kendrick Crockett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 22, 2024 - Present
EMPOWER ADVISORY GROUP, LLC
RIA
CRD#: 112058
Mount Dora, FL
Current
February 6, 2024 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111BD
CRD#: 13109
Greenwood Village, CO
Past
March 30, 2023 - December 14, 2023
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
Mt Dora, FL
Past
March 6, 2023 - December 14, 2023
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
Mt Dora, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
EMPOWER ADVISORY GROUP, LLC
ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
RIA
Registered Investment Advisory firm - (11/22/2000 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/7/2024)
RR
Alaska(2/20/2024)
RR
Arizona(2/13/2024)
RR
Arkansas(2/8/2024)
RR
California(2/6/2024)
RR
Connecticut(2/8/2024)
RR
Delaware(2/15/2024)
RR
Florida(2/7/2024)
IAR
Florida(2/22/2024)
RR
Georgia(2/8/2024)
RR
Hawaii(2/8/2024)
RR
Idaho(2/7/2024)
RR
Illinois(2/9/2024)
RR
Indiana(2/14/2024)
RR
Iowa(2/8/2024)
RR
Kansas(2/7/2024)
RR
Kentucky(2/8/2024)
RR
Maine(2/7/2024)
RR
Massachusetts(3/1/2024)
RR
Michigan(2/8/2024)
RR
Minnesota(2/7/2024)
RR
Mississippi(2/7/2024)
RR
Missouri(2/7/2024)
RR
Montana(2/8/2024)
RR
Nebraska(2/6/2024)
RR
Nevada(2/12/2024)
RR
New Hampshire(2/8/2024)
RR
New Jersey(2/7/2024)
RR
New Mexico(2/8/2024)
RR
New York(2/7/2024)
RR
North Carolina(2/8/2024)
RR
North Dakota(2/13/2024)
RR
Oklahoma(2/15/2024)
RR
Oregon(2/29/2024)
RR
Pennsylvania(2/7/2024)
RR
Rhode Island(2/7/2024)
RR
South Carolina(2/15/2024)
RR
South Dakota(2/7/2024)
RR
Tennessee(2/7/2024)
RR
Texas(2/6/2024)
RR
Utah(2/7/2024)
RR
Vermont(2/7/2024)
RR
Virginia(2/7/2024)
RR
Washington(2/7/2024)
RR
West Virginia(2/12/2024)
RR
Wisconsin(2/7/2024)
RR
Wyoming(2/12/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/6/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
EA
EMPOWER ADVISORY GROUP, LLC
ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
RIA
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Contact information
Main Address
8515 East Orchard Rd 4t2, Greenwood Village, CO 80111
Mailing Address
Phone number
(866) 575-4977
Established
Firm type
Fiscal year end
# of Employees
822
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
