FIND A EMPOWER FINANCIAL SERVICES, INC. FINANCIAL ADVISOR NEAR ME
Find, Compare and Monitor Financial Advisors at EMPOWER FINANCIAL SERVICES, INC.
Looking for a Financial Advisor at EMPOWER FINANCIAL SERVICES, INC.?
We have compiled every financial advisor who works at EMPOWER FINANCIAL SERVICES, INC. in our database for you to search through. On this page, you will be able to find the closest financial advisors to you geographically, advisors with specific certifications that you are looking for, as well as many other filtering capabilities to help you search.
If you need additional assistance finding the specific financial advisor you are looking for, please use our search tool below and type in either their name or CRD number.
FIRM PROFILE
Overview
EMPOWER FINANCIAL SERVICES, INC. is located at 8515 E Orchard Road, Greenwood Village, CO 80111 and was first established at Denver, Delaware in 10/12/1984. After operating for 41 years, EMPOWER FINANCIAL SERVICES, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of EMPOWER FINANCIAL SERVICES, INC.’s clients are individuals and 0% of their clients are high net worth individuals. EMPOWER FINANCIAL SERVICES, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at EMPOWER FINANCIAL SERVICES, INC. are registered to handle securities or provide financial advice. The firm has 6 disclosures, 5 being regulatory events, 0 being client events, and 1 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access EMPOWER FINANCIAL SERVICES, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at EMPOWER FINANCIAL SERVICES, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for EMPOWER FINANCIAL SERVICES, INC. Comes From
Understanding the Statistics for EMPOWER FINANCIAL SERVICES, INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
No Information
No Information
FIRM INFORMATION
8515 E Orchard Road, Greenwood Village, CO 80111
8525 East Orchard Road 2t3, Greenwood Village, CO, 80111-5002
Large
(303) 737-2657
Delaware since 10/12/1984
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY OF AMERICA | SHAREHOLDER | ||
| BARRES, STEPHANIE | COMPLIANCE OFFICER | 2203746 | |
| BRETON, HUGO | BOARD DIRECTOR | 8128232 | |
| CHRISTOLINI, JOHN | CHIEF COMPLIANCE OFFICER | 4141296 | |
| COCHRAN, SHANNON MARIE | COMPLIANCE OFFICER | 4948393 | |
| CRAIG, CASEY R | SENIOR VICE PRESIDENT | 4680712 | |
| ETTINGER, ROBERT DANIEL | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, VP, TREASURER | 5593259 | |
| HUDSON, BROCKETT RICE | ASSISTANT SECRETARY | 6520983 | |
| KAVAN, ADAM | ASSISTANT GENERAL COUNSEL | 7155499 | |
| LINTON, RICHARD HENRY JR | EXECUTIVE VICE PRESIDENT AND DIRECTOR | 2107513 | |
| MCLEOD, DAVID GEORGE | BOARD DIRECTOR | 3041563 | |
| MORRISON, DANIEL ARTHUR | SENIOR VICE PRESIDENT | 4078410 | |
| PATEL, PALAK | SECRETARY | 7665103 | |
| SMOLEN, JOSEPH MICHAEL | SENIOR VICE PRESIDENT | 4100909 | |
| STILLMAN, STEVEN JAMES | BOARD DIRECTOR | 4870117 | |
| WADDELL, CAROL ELAINE | CHAIR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4867556 |
The Importance of Understanding a Firm’s Role when Evaluating an Advisor
How Do I Determine Which Firm to Work With?
Advisor's working at EMPOWER FINANCIAL SERVICES, INC.
Kristina Behrens
Kevin Leo Gaffey
Nicole Elizabeth Paradise
Compare statistics for financial advisors here.
Review financial advisor disclosures here.
